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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

MATTHEW JOSEPH HANNA

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Phoenix, AZ | PHOENIX, AZ

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Search this name across graphsid dfx:ria:f01f7103-c28d-6aa8-495e-dbc4136b4210

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 25, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 25, 2003
First registration: Sep 26, 2003
Dual registered: yes, broker-dealer
Other names: MATTHEW JOSEPH HANNA|MATHEW JOSEPH HANNA|Matthew Hanna
IAPD individual key: 4663759

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 10, 2018	n/a	yes	PHOENIX, AZ\|Phoenix, AZ	Current employment
INVESCO ADVISERS, INC.	Asset manager	Jun 7, 2010	Feb 15, 2018	no	ATLANTA, GA\|FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL\|Scottsdale, AZ\|PHOENIX, AZ	Previous registration
VAN KAMPEN ADVISORS INC	n/a	Mar 18, 2010	Jun 3, 2010	no	OAKBROOK TERRACE, IL\|HOUSTON, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 14, 2006	Dec 31, 2008	no	BALTIMORE, MD	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 14, 2005	Oct 6, 2006	no	ANNAPOLIS, MD\|ANNAPOLIS, MD	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 26, 2003	Apr 12, 2005	no	ANNAPOLIS, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESCO ADVISERS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 15, 2018	Oct 10, 2018	237	Firm change	Other
VAN KAMPEN ADVISORS INC	INVESCO ADVISERS, INC.	Jun 3, 2010	Jun 7, 2010	4	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	VAN KAMPEN ADVISORS INC	Dec 31, 2008	Mar 18, 2010	442	Firm change after gap	Other
MORGAN STANLEY DW INC.	UBS FINANCIAL SERVICES INC.	Oct 6, 2006	Dec 14, 2006	69	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MORGAN STANLEY DW INC.	Apr 12, 2005	Apr 14, 2005	2	Firm change	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 26, 2003 to Apr 12, 2005factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Jun 7, 2010 to Feb 15, 2018factForm ADV
→ VAN KAMPEN ADVISORS INCRegistered adviserregistration: previous registration
Mar 18, 2010 to Jun 3, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 14, 2006 to Dec 31, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 14, 2005 to Oct 6, 2006factForm ADV

Dated events

No dated event names this entity yet.