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Registered advisor
M•••••• J••••• H••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as M•••••• J••••• H••••
At current firm
7 y
since Oct 10, 2018
In the industry
22 y
since Sep 25, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 10, 2018 · Phoenix, Az
- I•••••• A•••••••• I••• asset managerJun 7, 2010 to Feb 15, 2018 · Atlanta, Ga
- V•• K••••• A••••••• I•• unclassifiedMar 18, 2010 to Jun 3, 2010 · Oakbrook Terrace, Il
- U•• F•••••••• S••••••• I••• wirehouseDec 14, 2006 to Dec 31, 2008 · Baltimore, Md
- M••••• S•••••• D• I••• unclassifiedApr 14, 2005 to Oct 6, 2006 · Annapolis, Md
- A••••••••• F•••••••• S•••••••• L•• national BDSep 26, 2003 to Apr 12, 2005 · Annapolis, Md
Moves
a registration end followed by a registration begin elsewhere
- I•••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Feb 15, 2018, registered Oct 10, 2018 (237 days) · Other
- V•• K••••• A••••••• I•• to I•••••• A•••••••• I•••left Jun 3, 2010, registered Jun 7, 2010 (4 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to V•• K••••• A••••••• I••left Dec 31, 2008, registered Mar 18, 2010 (442 days) · Other
- M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••left Oct 6, 2006, registered Dec 14, 2006 (69 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M••••• S•••••• D• I•••left Apr 12, 2005, registered Apr 14, 2005 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address