DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Koss-Olinger Consulting, LLC.
Latest filing Apr 10, 2026
First filing on the tape Mar 30, 2012 · 35 filings
SEC status approved since Nov 24, 2000
RAUM
$2.2B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
94%
$2.1B individuals and HNW
Advisors
18
registered through the firm on IAPD
RAUM per advisor
$124M
derived; firm RAUM over IAPD count
Employees
30
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$2.2B as of Apr 10, 2026
Mar 30, 2012$264M then
HNW client RAUM$2.0B as of Apr 10, 2026
Mar 22, 2018$483M then
State-registered IARs (5.B.3)18 as of Apr 10, 2026
Mar 30, 20120 then
Employees (5.A)30 as of Apr 10, 2026
Mar 28, 201312 then
Private funds: no history
RAUM +7.0% over the last fiscal year+14% a year over threeIARs 15 to 18
Practice profile
derived from the filing of Apr 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $124MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.4MderivedHNW RAUM over HNW clients
- Average account
- $763,311derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 9.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $900M, 570 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.0B91%
- Individuals$80.9M3.6%
- Pension and profit-sharing plans$68.4M3.1%
- Corporations and businesses$54.6M2.4%
- Charitable organizations$2.5M0.1%
- Individual clients
- 272reported
- HNW clients
- 378reported
- Pension plan clients
- 20reported
- Charitable clients
- 4reported
- Accounts
- 2,920reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $900M for 570 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
18 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William James RossiCertified Financial Planner, Chartered Financial Consultant | Gainesville, Fl | Jul 20, 1998 | 29 y | 0 |
| Kirk Edward KleinCertified Financial Planner, Chartered Financial Consultant | Gainesville, Fl | Aug 7, 2000 | 34 y | 0 |
| Brian Earl WatsonCertified Financial Planner | Gainesville, Fl | Sep 21, 2000 | 28 y | 0 |
| Timothy Alderson RoarkCertified Financial Planner | Gainesville, Fl | Apr 1, 2015 | 15 y | 0 |
| Mitchell Hawkes HayCertified Financial Planner, Chartered Financial Consultant | Gainesville, Fl | May 11, 2018 | 10 y | 0 |
| Chandler Scott NorderChartered Financial Analyst | Gainesville, Fl | May 17, 2018 | 11 y | 0 |
| Kasey Leigh Nelson | Gainesville, Fl | Nov 29, 2021 | 11 y | 1 |
| James Byron MerchantCertified Financial Planner, Chartered Financial Consultant | Gainesville, Fl | Jun 22, 2023 | 13 y | 2 |
| Hartley Elizabeth Carlson | Gainesville, Fl | Feb 14, 2024 | 10 y | 0 |
| Brandon David HordChartered Financial Analyst | Gainesville, Fl | Jan 1, 2025 | 11 y | 0 |
| Shannon L ReintgenCertified Financial Planner | Gainesville, Fl | Jan 1, 2025 | 12 y | 0 |
| Adam Charles Varnedoe | Gainesville, Fl | Jul 7, 2025 | 15 y | 0 |
| Jordan Thomas Harriz | Gainesville, Fl | Jul 10, 2025 | 12 y | 0 |
| Luke Seery Meetre | Gainesville, Fl | Dec 19, 2025 | 11 y | 0 |
| Cade Rivers Dixon | Gainesville, Fl | Jan 5, 2026 | 11 y | 0 |
| Jessica Leigh SacksCertified Financial Planner | Gainesville, Fl | Jan 29, 2026 | 17 y | 0 |
| Ruby Kate WatsonCertified Financial Planner, Chartered Financial Consultant | Gainesville, Fl | Apr 29, 2026 | 12 y | 0 |
| Philip Neil Schmitt | Windermere, Fl | Jun 18, 2026 | 28 y | 3 |
Advisor movement
2 left, 1 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 11% of current headcount3 left over 36 months
Left, latest
- David Antonio Mejia to Raymond James Financial Services Advisors, IncAug 5, 2026 · RIA to affiliated broker-dealer or bank
- Brittney Drew Olinger Franklin to Sequoia Financial Group, L.L.C.Apr 8, 2026 · RIA to RIA
- Caleb James Sturgis to J. W. Cole Advisors, Inc.Jul 9, 2025 · RIA to affiliated broker-dealer or bank
- Myles Joseph Mcmanus to Brighton Jones LLCJun 5, 2019 · RIA to RIA
- Elayna Sylvia Barrison to RBC Rochdale, LLCFeb 4, 2019 · Other
- Aaron Lee Gilman to Independent Financial PartnersJul 7, 2011 · Other
- James Dustin Curbow to Citigroup Global Markets Inc.Jan 19, 2005 · Other
Joined, latest
- Philip Neil Schmitt from The Investment Counsel CompanyJun 18, 2026 · Other
- Caleb James Sturgis from Northwestern Mutual Investment Services,LLCOct 30, 2024 · Other
- James Byron Merchant from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 22, 2023 · Wirehouse to independent RIA
- Kasey Leigh Nelson from Keyes, Stange & Wooten Wealth Management, LLCNov 29, 2021 · RIA to RIA
- James Dustin Curbow from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 3, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Kirk Klein · Managing Membercontrolsince 09/2009 · owns 25% to 50%
- Javier Eduardo Mordujovich · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- David William Olinger · Managing Membercontrolsince 09/2009 · owns 25% to 50%
- James William Rossi · Managing Membercontrolsince 09/2009 · owns 25% to 50%
- Earl Brian Watson · Managing Membercontrolsince 09/2009 · owns 25% to 50%
- Gordon Thomas Kennedy · Chief Compliance Officersince 10/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Gainesville, Fl · principal | 18 | 5 | 2 |
Offices
Schedule D 1.F, the 25 largest
- Greenville, SC7 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 10, 2026OLINGER, WILLIAM, DAVID (MANAGING MEMBER) left Schedule A between the filings of 2022-04-06 and 2026-04-10peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Apr 10, 2026MORDUJOVICH, EDUARDO, JAVIER (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2022-04-06 and 2026-04-10peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 3,083 to 2,920Dec 12, 2025 to Mar 31, 2026
- Advisory employees · 14 to 15Dec 12, 2025 to Mar 31, 2026
- BD registered reps · 11 to 1Dec 12, 2025 to Mar 31, 2026
- Charity clients · 6 to 4Dec 12, 2025 to Mar 31, 2026
- HNW clients · 406 to 378Dec 12, 2025 to Mar 31, 2026
- Individual clients · 286 to 272Dec 12, 2025 to Mar 31, 2026
- Pension plan clients · 24 to 20Dec 12, 2025 to Mar 31, 2026
- Assets in custody · $900M to $900MDec 12, 2025 to Mar 31, 2026
- Employees · 34 to 30Dec 12, 2025 to Mar 31, 2026
- State-registered IARs · 15 to 18Dec 12, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.9B to $2.0BDec 12, 2025 to Mar 31, 2026
- HNW RAUM · $1.9B to $2.0BDec 12, 2025 to Mar 31, 2026
- Individual RAUM · $78.6M to $80.9MDec 12, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $145M to $184MDec 12, 2025 to Mar 31, 2026
- Pension RAUM · $58.8M to $68.4MDec 12, 2025 to Mar 31, 2026
- RAUM · $2.1B to $2.2BDec 12, 2025 to Mar 31, 2026
- Financial planning clients · More than 500 to More than 500Jun 19, 2025 to Jul 24, 2025
- Accounts · 3,016 to 3,083Mar 28, 2024 to Apr 29, 2025
- BD registered reps · 22 to 11Mar 28, 2024 to Apr 29, 2025
- Corporate clients · 7 to 5Mar 28, 2024 to Apr 29, 2025
- HNW clients · 408 to 406Mar 28, 2024 to Apr 29, 2025
- Individual clients · 262 to 286Mar 28, 2024 to Apr 29, 2025
- Pension plan clients · 21 to 24Mar 28, 2024 to Apr 29, 2025
- Assets in custody · $712M to $900MMar 28, 2024 to Apr 29, 2025
- Discretionary RAUM · $1.7B to $1.9BMar 28, 2024 to Apr 29, 2025
- HNW RAUM · $1.6B to $1.9BMar 28, 2024 to Apr 29, 2025
- Individual RAUM · $90.9M to $78.6MMar 28, 2024 to Apr 29, 2025
- Non-discretionary RAUM · $139M to $145MMar 28, 2024 to Apr 29, 2025
- Pension RAUM · $57.1M to $58.8MMar 28, 2024 to Apr 29, 2025
- RAUM · $1.9B to $2.1BMar 28, 2024 to Apr 29, 2025
- Accounts · 2,846 to 3,016Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 13 to 14Mar 31, 2023 to Mar 28, 2024
- BD registered reps · 19 to 22Mar 31, 2023 to Mar 28, 2024
- Charity clients · 7 to 6Mar 31, 2023 to Mar 28, 2024
- Corporate clients · 6 to 7Mar 31, 2023 to Mar 28, 2024
- HNW clients · 50 to 408Mar 31, 2023 to Mar 28, 2024
- Individual clients · 627 to 262Mar 31, 2023 to Mar 28, 2024
- Pension plan clients · 12 to 21Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $555M to $712MMar 31, 2023 to Mar 28, 2024
- Employees · 30 to 34Mar 31, 2023 to Mar 28, 2024
Signals
6 dated events
- David Antonio Mejia left Koss-Olinger Consulting, Llc. for Raymond James Financial Services Advisors, Inc (registered 2026-08-12)Aug 5, 2026 · Advisor changed firm · fact
- Brittney Drew Olinger Franklin left Koss-Olinger Consulting, Llc. for Sequoia Financial Group, L.L.C. (registered 2026-06-09)Apr 8, 2026 · Advisor changed firm · fact
- Caleb James Sturgis left Koss-Olinger Consulting, Llc. for J. W. Cole Advisors, Inc. (registered 2025-07-18)Jul 9, 2025 · Advisor changed firm · fact
- Javier Eduardo Mordujovich (Chief Compliance Officer) appeared on Schedule A of Koss-Olinger Consulting, Llc.Apr 6, 2022 · Control person joined · fact
- Edwin Robert Eberhard (Chief Compliance Officer) no longer on Schedule A of Koss-Olinger Consulting, Llc. (listed 2022-03-31, absent 2022-04-06)Apr 6, 2022 · Control person left · inference
- Koss-Olinger Consulting, Llc. reported RAUM $1.4B, up 28% from $1.1B (2021-03-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@kossolinger.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 352-373-1864reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 352-373-3337reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-373-3302reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/kossolingerreportedpublic record, Form ADV, Sep 17, 2026
- Website
- KOSSOLINGER.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 352-373-3337reportedpublic record, Form ADV, Apr 10, 2026
- Contact form
- kossolinger.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $124Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026