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RIA / WealthAdvisorCertified Financial Planner26 years in industry

DONALD JOHN HERTLING

Advisor at BEACON POINTE ADVISORS, LLC

Summitt, NJ | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:f088f49d-0a15-172e-5d10-4accd7764196

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 3, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEACON POINTE ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 10, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65|S66
First exam: Mar 10, 2000
First registration: Jul 3, 2002
Dual registered: no
Other names: Donald J Hertling
IAPD individual key: 2859212

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEACON POINTE ADVISORS, LLC	Independent wealth	May 6, 2019	n/a	yes	Summitt, NJ\|NEWPORT BEACH, CA	Current employment
BEACON POINTE WEALTH ADVISORS, LLC	Former SEC adviser	May 6, 2019	Apr 27, 2020	no	Summit, NJ\|NEWPORT BEACH, CA	Previous registration
HELLER WEALTH ADVISORS, LLC.	Former SEC adviser	Feb 16, 2011	May 7, 2019	no	SUMMIT, NJ	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jun 2, 2005	Feb 16, 2011	no	ROSELAND, NJ\|NEW YORK, NY\|ROSELAND, NJ	Previous registration
AEPG WEALTH STRATEGIES	Former SEC adviser	Dec 17, 2003	May 23, 2005	no	WATCHUNG, NJ	Previous registration
AEPG WEALTH STRATEGIES	Former SEC adviser	Jul 3, 2002	Dec 31, 2002	no	WATCHUNG, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BEACON POINTE WEALTH ADVISORS, LLC	BEACON POINTE ADVISORS, LLC	Apr 27, 2020	May 6, 2019	-357	Bulk transfer	RIA to RIA
HELLER WEALTH ADVISORS, LLC.	BEACON POINTE WEALTH ADVISORS, LLC	May 7, 2019	May 6, 2019	-1	Firm change	RIA to RIA
NFP ADVISOR SERVICES, LLC	HELLER WEALTH ADVISORS, LLC.	Feb 16, 2011	Feb 16, 2011	0	Firm change	Other
AEPG WEALTH STRATEGIES	NFP ADVISOR SERVICES, LLC	May 23, 2005	Jun 2, 2005	10	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
153730:151328:NJ:2019-05-07	May 7, 2019	May 6, 2019	SUMMIT, NJ	Firm change

Relationships

Registered with (5)

→ BEACON POINTE ADVISORS, LLCRegistered adviserregistration: current employment
May 6, 2019 to presentfactForm ADV
→ BEACON POINTE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
May 6, 2019 to Apr 27, 2020factForm ADV
→ HELLER WEALTH ADVISORS, LLC.Registered adviserregistration: previous registration
Feb 16, 2011 to May 7, 2019factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jun 2, 2005 to Feb 16, 2011factForm ADV
→ AEPG WEALTH STRATEGIESRegistered adviserregistration: previous registration
Dec 17, 2003 to May 23, 2005factForm ADV

Dated events

No dated event names this entity yet.