DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Donald John Hertling
Certified Financial Planner
Feed of 09/15/2026
Also filed as Donald J Hertling
At current firm
7 y
since May 6, 2019
In the industry
26 y
since Mar 10, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Beacon Pointe Advisors, LLC independent RIA currentsince May 6, 2019 · Summitt, Nj
- Beacon Pointe Wealth Advisors, LLC formerMay 6, 2019 to Apr 27, 2020 · Summit, Nj
- Heller Wealth Advisors, LLC. formerFeb 16, 2011 to May 7, 2019 · Summit, Nj
- Nfp Advisor Services, LLC formerJun 2, 2005 to Feb 16, 2011 · Roseland, Nj
- Aepg Wealth Strategies formerDec 17, 2003 to May 23, 2005 · Watchung, Nj
- Aepg Wealth Strategies formerJul 3, 2002 to Dec 31, 2002 · Watchung, Nj
Moves
a registration end followed by a registration begin elsewhere
- Beacon Pointe Wealth Advisors, LLC to Beacon Pointe Advisors, LLCleft Apr 27, 2020, registered May 6, 2019 (-357 days) · corporate re-registration, not a move
- Heller Wealth Advisors, LLC. to Beacon Pointe Wealth Advisors, LLCleft May 7, 2019, registered May 6, 2019 (-1 days) · RIA to RIA · moved with a team
- Nfp Advisor Services, LLC to Heller Wealth Advisors, LLC.left Feb 16, 2011, registered Feb 16, 2011 (0 days) · Other
- Aepg Wealth Strategies to Nfp Advisor Services, LLCleft May 23, 2005, registered Jun 2, 2005 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address