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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

CARLOS TIJERINA Jr

Advisor at FIFTH THIRD SECURITIES, INC.

Houston, TX | Sugar Land, TX | Pearland, TX

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Search this name across graphsid dfx:ria:f0d8e5b9-eb0f-0560-9caf-66ea6fe552b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Aug 14, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIFTH THIRD SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 16, 2011
First registration: Aug 14, 2017
Dual registered: yes, broker-dealer
Other names: CARLOS TIJERINA|CARLOS TIJERINA|Carlos Tijerina Jr
IAPD individual key: 5986813

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Aug 11, 2026	n/a	yes	Houston, TX\|Pearland, TX\|Sugar Land, TX\|Sugar Land, TX\|Houston, TX	Current employment
FROST INVESTMENT SERVICES	Bd affiliated wealth	Aug 27, 2024	Aug 7, 2026	no	SAN ANTONIO, TX\|PASADENA, TX	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 6, 2022	Aug 28, 2024	no	HOUSTON, TX\|Houston, TX\|Houston, TX\|Houston, TX\|HOUSTON, TX\|Houston, TX	Previous registration
FROST INVESTMENT SERVICES	Bd affiliated wealth	Jan 26, 2022	Mar 24, 2022	no	Houston, TX\|SAN ANTONIO, TX	Previous registration
FROST INVESTMENT SERVICES	Bd affiliated wealth	Jul 30, 2021	Dec 31, 2021	no	HOUSTON, TX	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Nov 7, 2019	Jul 23, 2021	no	HOUSTON, TX\|Houston, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 14, 2017	Oct 21, 2019	no	MCALLEN, TX\|SAN ANTONIO, TX\|AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FROST INVESTMENT SERVICES	FIFTH THIRD SECURITIES, INC.	Aug 7, 2026	Aug 11, 2026	4	Firm change	Ibd to ibd
PNC WEALTH MANAGEMENT	FROST INVESTMENT SERVICES	Aug 28, 2024	Aug 27, 2024	-1	Firm change	Ibd to ibd
FROST INVESTMENT SERVICES	PNC WEALTH MANAGEMENT	Mar 24, 2022	Apr 6, 2022	13	Firm change	Ibd to ibd
PNC MANAGED ACCOUNT SOLUTIONS, INC.	FROST INVESTMENT SERVICES	Jul 23, 2021	Jul 30, 2021	7	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Oct 21, 2019	Nov 7, 2019	17	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
286129:628:TX:2026-08-07	Aug 7, 2026	Aug 11, 2026	PASADENA, TX	Firm change

Relationships

Registered with (5)

→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: current employment
Aug 11, 2026 to presentfactForm ADV
→ FROST INVESTMENT SERVICESRegistered adviserregistration: previous registration
Aug 27, 2024 to Aug 7, 2026factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 6, 2022 to Aug 28, 2024factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Nov 7, 2019 to Jul 23, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 14, 2017 to Oct 21, 2019factForm ADV

Dated events

Occurred
Aug 7, 2026
Advisor changed firm
Carlos Tijerina Jr left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-11)
Form ADVobserved 5 days ago
Occurred
Aug 28, 2024
Advisor changed firm
Carlos Tijerina Jr left Pnc Wealth Management for Frost Investment Services (registered 2024-08-27)
Form ADVobserved 5 days ago
Occurred
Mar 24, 2022
Advisor changed firm
Carlos Tijerina Jr left Frost Investment Services for Pnc Wealth Management (registered 2022-04-06)
Form ADVobserved 5 days ago