DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Carlos Tijerina Jr

Fifth Third Securities, Inc.BD affiliatedHouston, Tx dual registrantIAPD 5986813

Feed of 09/15/2026

Also filed as Carlos Tijerina

At current firm

0 y

since Aug 11, 2026

In the industry

14 y

since Nov 16, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Fifth Third Securities, Inc. BD affiliated current
since Aug 11, 2026 · Houston, Tx
Frost Investment Services BD affiliated
Aug 27, 2024 to Aug 7, 2026 · San Antonio, Tx
Pnc Wealth Management BD affiliated
Apr 6, 2022 to Aug 28, 2024 · Houston, Tx
Frost Investment Services BD affiliated
Jan 26, 2022 to Mar 24, 2022 · Houston, Tx
Frost Investment Services BD affiliated
Jul 30, 2021 to Dec 31, 2021 · Houston, Tx
Pnc Managed Account Solutions, Inc. former
Nov 7, 2019 to Jul 23, 2021 · Houston, Tx
Wells Fargo Advisors wirehouse
Aug 14, 2017 to Oct 21, 2019 · Mcallen, Tx

Moves

a registration end followed by a registration begin elsewhere

Frost Investment Services to Fifth Third Securities, Inc.
left Aug 7, 2026, registered Aug 11, 2026 (4 days) · Affiliated broker-dealer or bank to another · moved with a team
Pnc Wealth Management to Frost Investment Services
left Aug 28, 2024, registered Aug 27, 2024 (-1 days) · Affiliated broker-dealer or bank to another
Frost Investment Services to Pnc Wealth Management
left Mar 24, 2022, registered Apr 6, 2022 (13 days) · Affiliated broker-dealer or bank to another
Pnc Managed Account Solutions, Inc. to Frost Investment Services
left Jul 23, 2021, registered Jul 30, 2021 (7 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to Pnc Managed Account Solutions, Inc.
left Oct 21, 2019, registered Nov 7, 2019 (17 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Carlos Tijerina Jr left Frost Investment Services for Fifth Third Securities, Inc. (registered 2026-08-11)
Aug 7, 2026 · Advisor changed firm · fact
Carlos Tijerina Jr left Pnc Wealth Management for Frost Investment Services (registered 2024-08-27)
Aug 28, 2024 · Advisor changed firm · fact
Carlos Tijerina Jr left Frost Investment Services for Pnc Wealth Management (registered 2022-04-06)
Mar 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address