DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Exit Wealth Advisors
Legal name Exit Wealth Advisors, LLC
Latest filing Mar 25, 2026
First filing on the tape Sep 11, 2025 · 2 filings
SEC status approved since Nov 17, 2025
RAUM
$243M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
82%
$200M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$81.1M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$243M as of Mar 25, 2026
Sep 11, 2025$187M then
HNW client RAUM$152M as of Mar 25, 2026
Sep 11, 2025$129M then
State-registered IARs (5.B.3)3 as of Mar 25, 2026
Sep 11, 20253 then
Employees (5.A)7 as of Mar 25, 2026
Sep 11, 20256 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $122MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 85derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $417,909derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 0.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $29.3M, 59 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$152M74%
- Individuals$48.2M24%
- Corporations and businesses$3.9M1.9%
- Individual clients
- 108reported
- HNW clients
- 62reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 582reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $29.3M for 59 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Theodore Michael JenkinCertified Financial Planner | Alpharetta, Ga | Nov 27, 2024 | 35 y | 4 |
| Matthew Aaron Goldstein | Boulder, Co | May 5, 2025 | 30 y | 5 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- Justin Farmer to Arkadios Wealth AdvisorsSep 14, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Matthew Aaron Goldstein from Kestra Advisory Services, LLCMay 5, 2025 · Affiliated broker-dealer or bank to independent RIA
- Theodore Michael Jenkin from Kestra Advisory Services, LLCNov 27, 2024 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Justin Farmer · Chief Executive Officer/Ownercontrolsince 07/2024 · owns less than 5%
- Aaron Matthew Goldstein · Chief Investment Officer Operational Strategiescontrolsince 05/2025 · owns less than 5%
- Lee Heisman · Chief Techonolgy Officercontrolsince 07/2024 · owns less than 5%
- Michael Theodore Jenkin · Chief Marketing Officercontrolsince 07/2024 · owns less than 5%
- Min Kevin Kim · Chief Compliance Officersince 09/2025 · owns less than 5%
Entity owners
- Goll, LLC · Domestic Entitydirect · owns 25% to 50%
- Lee Heisman, LLC · Domestic Entitydirect · owns 25% to 50%
- Wall Street Farmer, LLC · Domestic Entitydirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Alpharetta, Ga · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 468 to 582Sep 11, 2025 to Mar 25, 2026
- Corporate clients · 0 to 8Sep 11, 2025 to Mar 25, 2026
- HNW clients · 51 to 62Sep 11, 2025 to Mar 25, 2026
- Individual clients · 98 to 108Sep 11, 2025 to Mar 25, 2026
- Assets in custody · $9.3M to $29.3MSep 11, 2025 to Mar 25, 2026
- Employees · 6 to 7Sep 11, 2025 to Mar 25, 2026
- Discretionary RAUM · $171M to $204MSep 11, 2025 to Mar 25, 2026
- HNW RAUM · $129M to $152MSep 11, 2025 to Mar 25, 2026
- Individual RAUM · $41.7M to $48.2MSep 11, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $16.4M to $39.1MSep 11, 2025 to Mar 25, 2026
- RAUM · $187M to $243MSep 11, 2025 to Mar 25, 2026
Signals
1 dated events
- Justin Farmer left Exit Wealth Advisors for Arkadios Wealth Advisors (registered 2026-09-02)Sep 14, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/exit-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- exitwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 404-474-8513reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- exitwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- exitwealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026