A••••• B••••

Advisor at A••••••• F••••••••• L•••

INDIANAPOLIS, IN | FOLSOM, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f143fc9d-8054-11a9-5367-6b051555cc53

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 2
Observed: Jul 21, 2010 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••• L• K••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

A••••• L• K••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F••••••••• L•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 19, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F••••••••• L•••	Bd affiliated wealth	May 30, 2025	n/a	yes	FOLSOM, CA\|INDIANAPOLIS, IN	Current employment
S••••• B•••• I••••••••• A•••••••• L••	Former SEC adviser	Jun 29, 2016	Sep 12, 2025	no	INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• B•••• I••••••••• A•••••••• L••	A••••••• F••••••••• L•••	Sep 12, 2025	May 30, 2025	-105	Firm change after gap	RIA to ibd
W••••••••• A•••• M•••••••••	S••••• B•••• I••••••••• A•••••••• L••	Jun 28, 2016	Jun 29, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
118739:111167:IN:2025-09-12	Sep 12, 2025	May 30, 2025	INDIANAPOLIS, IN	Firm change after gap

Relationships

Registered with (4)

→ A••••••• F••••••••• L•••Registered adviserregistration: current employment
May 30, 2025 to presentfactForm ADV
→ S••••• B•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 29, 2016 to Sep 12, 2025factForm ADV
→ W••••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Nov 21, 2012 to Jun 28, 2016factForm ADV
→ W••••••• C•••••• M•••••••••

Dated events

Occurred
Sep 12, 2025
Advisor changed firm
A••••• B•••• left S••••• B•••• I••••••••• A•••••••• L•• for A••••••• F••••••••• L••• (registered 2025-05-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f143fc9d-8054-11a9-5367-6b051555cc53
First observed: Jul 21, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.