DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Amova Asset Management Uk Limited
Latest filing Sep 14, 2026
First filing on the tape Mar 27, 2012 · 45 filings
SEC status approved since May 13, 1988
RAUM
$19B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
85
17 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$19B as of Jul 27, 2026
Jun 27, 2012$23B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 27, 2026
Jun 21, 20130 then
Employees (5.A)85 as of Jul 27, 2026
Jun 21, 201337 then
Private funds1 as of Jul 3, 2019
Jun 27, 20121 then
RAUM +9.7% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $259MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 36%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$12B64%
- Sovereign wealth funds$5.1B26%
- Insurance companies$1.8B9.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 74reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.64 institutional_share=0.36 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Nikko Am World Bank Green Fundno longer reported | Other Private Fund | $48.7M | 11 | Mar 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- John Robert Bluzmanis · Chief Executive Officercontrolsince 05/2022 · owns less than 5%
- Stuart Anthony Glover · Directorcontrolsince 04/2023 · owns less than 5%
- May Davina Goodall-Smith · Directorcontrolsince 05/2020 · owns less than 5%
- David John Howland-Jackson · Chairmancontrolsince 10/2020 · owns less than 5%
- Jiro Ikegaya · Directorcontrolsince 04/2023 · owns less than 5%
- Yutaka Nishida · Directorcontrolsince 04/2023 · owns less than 5%
- Allan Carl Baldwin · Chief Compliance Officersince 02/2019 · owns less than 5%
- Cinzia Basile · Independant Non-Executive Directorsince 09/2019 · owns less than 5%
- Anthony David Cruise · Directorsince 09/2018 · owns less than 5%
- Joseph Patrick Rudden · Independant Non-Executive Directorsince 09/2019 · owns less than 5%
Entity owners
- Nikko Am Global Holdings Limited · Shareholderdirect · owns 75% or more
- Nikko Asset Management Co., Ltd. · Shareholderindirect · owns 75% or more of Nikko Am Global Holdings Limited
- Sumitomo Mitsui Trust Group, Inc. · Shareholderindirect · owns 75% or more of Nikko Asset Management Co., Ltd.
Related persons
Schedule D 7.A
- Custody Bank Of Japan, Ltdn
- Nikko Am Global Cayman Limitedinvestment adviserpooled vehicle sponsory
- Amova Asset Management Americas, Inc.investment adviserbankyRAUM $7.8B
- Amova Asset Management Asia Limitedinvestment adviseryRAUM $14B
- Amova Asset Management Co.,Ltd.investment adviserbankyRAUM $247B
- Nikko Asset Management Hong Kong Limitedinvestment adviseryRAUM $35.5M
- Nikko Asset Management Luxembourg S.A.pooled vehicle sponsory
- Nikko Asset Management New Zealand Limitedinvestment advisery
- Nippon Institutional Securities Co., Ltd.broker-dealery
- Rongtong Fund Management Co., Ltd.investment advisery
- Rongtong Global Investment Limitedinvestment advisery
- Sbi Sumishin Net Bank, Ltd.n
- Shen Zhen Rongtong Capital Management Co., Ltd.investment advisery
- Sumitomo Mitsui Trust Asset Management Co., Ltd.investment adviserbankn
- Sumitomo Mitsui Trust Bank (Luxembourg) S.A.n
- Sumitomo Mitsui Trust Bank (U.S.A.) Limitedinvestment advisern
- Sumitomo Mitsui Trust Bank, Limitedinvestment adviserinvestment companypooled vehicle sponsorLP sponsorn
Advisers that list Amova Asset Management Uk Limited as a related person
Offices
Schedule D 1.F, the 25 largest
- Edinburgh, United Kingdom6 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Sep 14, 2026institutional share of RAUM of 36% against a peer median of 0% (684 comparable advisers, 99.0th percentile, 12.0 robust deviations)peers: asset managers, $5B to $20B (684) · 99% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Jul 27, 2026 to Sep 14, 2026
- HQ state · to unsetJul 27, 2026 to Sep 14, 2026
- Succession · false to unsetJul 27, 2026 to Sep 14, 2026
- Accounts · 78 to 74Feb 13, 2026 to Jun 26, 2026
- Employees · 92 to 85Feb 13, 2026 to Jun 26, 2026
- Discretionary RAUM · $17B to $18BFeb 13, 2026 to Jun 26, 2026
- Non-discretionary RAUM · $886M to $963MFeb 13, 2026 to Jun 26, 2026
- Pension RAUM · 187552415.0 to unsetFeb 13, 2026 to Jun 26, 2026
- RAUM · $18B to $19BFeb 13, 2026 to Jun 26, 2026
- Business name · NIKKO ASSET MANAGEMENT EUROPE LTD to AMOVA ASSET MANAGEMENT UK LIMITEDJun 27, 2025 to Oct 3, 2025
- Financial planning clients · 0 to 0Jun 27, 2025 to Oct 3, 2025
- Legal name · NIKKO ASSET MANAGEMENT EUROPE LTD to AMOVA ASSET MANAGEMENT UK LIMITEDJun 27, 2025 to Oct 3, 2025
- Advisory employees · 22 to 17Oct 18, 2024 to Jun 27, 2025
- Employees · 91 to 92Oct 18, 2024 to Jun 27, 2025
- HQ state · unset to Oct 18, 2024 to Jun 27, 2025
- Discretionary RAUM · $17B to $17BOct 18, 2024 to Jun 27, 2025
- Non-discretionary RAUM · $971M to $886MOct 18, 2024 to Jun 27, 2025
- Pension RAUM · $171M to $188MOct 18, 2024 to Jun 27, 2025
- RAUM · $17B to $18BOct 18, 2024 to Jun 27, 2025
- Accounts · 81 to 78Aug 30, 2023 to Jun 28, 2024
- Pension plan clients · 1.0 to unsetAug 30, 2023 to Jun 28, 2024
- Employees · 87 to 91Aug 30, 2023 to Jun 28, 2024
- Discretionary RAUM · $15B to $17BAug 30, 2023 to Jun 28, 2024
- Non-discretionary RAUM · $721M to $971MAug 30, 2023 to Jun 28, 2024
- Pension RAUM · $162M to $171MAug 30, 2023 to Jun 28, 2024
- RAUM · $16B to $17BAug 30, 2023 to Jun 28, 2024
- Advisory employees · 20 to 22Apr 28, 2023 to Jun 29, 2023
- Advisory activities · 2 to 1Apr 28, 2023 to Jun 29, 2023
- Pooled vehicle clients · 12.0 to unsetApr 28, 2023 to Jun 29, 2023
- Employees · 84 to 87Apr 28, 2023 to Jun 29, 2023
- Non-discretionary RAUM · $721M to $721MApr 28, 2023 to Jun 29, 2023
- Pooled vehicle RAUM · 10884832519.0 to unsetApr 28, 2023 to Jun 29, 2023
- RAUM · $16B to $16BApr 28, 2023 to Jun 29, 2023
- Accounts · 90 to 81Jul 1, 2022 to Apr 28, 2023
- Pooled vehicle clients · 11 to 12Jul 1, 2022 to Apr 28, 2023
- Discretionary RAUM · $13B to $15BJul 1, 2022 to Apr 28, 2023
- Non-discretionary RAUM · $685M to $721MJul 1, 2022 to Apr 28, 2023
- Pension RAUM · $418M to $162MJul 1, 2022 to Apr 28, 2023
- Pooled vehicle RAUM · $13B to $11BJul 1, 2022 to Apr 28, 2023
- RAUM · $14B to $16BJul 1, 2022 to Apr 28, 2023
Signals
10 dated events
- Takashi Kurosawa (Director) no longer on Schedule A of Amova Asset Management Uk Limited (listed 2022-07-01, absent 2023-04-28)Apr 28, 2023 · Control person left · inference
- Kiyotaka Ryu (Director) no longer on Schedule A of Amova Asset Management Uk Limited (listed 2022-07-01, absent 2023-04-28)Apr 28, 2023 · Control person left · inference
- Stuart Anthony Glover (Director) appeared on Schedule A of Amova Asset Management Uk LimitedApr 28, 2023 · Control person joined · fact
- Yutaka Nishida (Director) appeared on Schedule A of Amova Asset Management Uk LimitedApr 28, 2023 · Control person joined · fact
- Jiro Ikegaya (Director) appeared on Schedule A of Amova Asset Management Uk LimitedApr 28, 2023 · Control person joined · fact
- Kiyotaka Ryu (Director) appeared on Schedule A of Amova Asset Management Uk LimitedJul 1, 2022 · Control person joined · fact
- John Robert Bluzmanis (Chief Executive Officer) appeared on Schedule A of Amova Asset Management Uk LimitedJul 1, 2022 · Control person joined · fact
- May Davina Goodall-Smith (Director) appeared on Schedule A of Amova Asset Management Uk LimitedMar 5, 2021 · Control person joined · fact
- Junichi Sayato (Executive Director) no longer on Schedule A of Amova Asset Management Uk Limited (listed 2018-12-06, absent 2019-07-03)Jul 3, 2019 · Control person left · inference
- Katie Christensen (Chief Compliance Officer) no longer on Schedule A of Amova Asset Management Uk Limited (listed 2018-12-06, absent 2019-07-03)Jul 3, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/amova-amreportedpublic record, Form ADV, Sep 17, 2026
- Website
- EMEA.AMOVA-AM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- INTL + 44 207796 9866reportedpublic record, Form ADV, Sep 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026