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L••• A• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

L••• A• S••••••

Advisor at G•••••••• A•••••••• L••

MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f256d45f-0978-3ff4-096c-2135d057efda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 20, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 17, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• A•••••••• L••	Independent wealth	Oct 6, 2022	n/a	yes	MADISON, WI	Current employment
A•••• P•••• A•••••••	Former SEC adviser	Oct 10, 2019	Dec 1, 2022	no	MIDDLETON, WI

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••• A•••••••	G•••••••• A•••••••• L••	Dec 1, 2022	Oct 6, 2022	-56	Firm change after gap	Ibd to new firm
A••••••••• F•••••••• S•••••••• L••	A•••• P•••• A•••••••	Oct 18, 2019

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165127:323125:WI:2022-11-30	Dec 1, 2022	Oct 6, 2022	MIDDLETON, WI	Firm change after gap
6363:165127:WI:2019-10-16	Oct 18, 2019	Oct 10, 2019	MIDDLETON, WI	Firm change

Relationships

Registered with (4)

→ G•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 6, 2022 to presentfactForm ADV
→ A•••• P•••• A•••••••Registered adviserregistration: previous registration
Oct 10, 2019 to Dec 1, 2022factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 23, 2013 to Oct 18, 2019factForm ADV
→ E••••• J••••

Dated events

Occurred
Dec 1, 2022
Advisor changed firm
L••• A• S•••••• left A•••• P•••• A••••••• for G•••••••• A•••••••• L•• (registered 2022-10-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f256d45f-0978-3ff4-096c-2135d057efda
First observed: Jul 20, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.