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CRD 323125
MADISON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JON DAVID GOLDSTEIN | Certified Financial Planner|Chartered Financial Consultant | MADISON, WI | 3 | 32 | 2 | yes |
| ADAM RYAN PETERS | Certified Financial Planner | MADISON, WI | 3 | 17 | 2 | no |
| KYLE DAVID KERKENBUSH | Certified Financial Planner | MADISON, WI | 3 | 19 | 2 | no |
| LISA A SPADONI | Certified Financial Planner | MADISON, WI | 3 | 17 | 3 | no |
| Andrew T Peters | n/a | MADISON, WI | 3 | 14 | 1 | no |
| Joseph James Greene | n/a | MADISON, WI | 3 | 35 | n/a | no |
| Jonathan Gausewitz | n/a | MADISON, WI | 2 | 19 | 2 | no |
| Jack Francis Van Dyke | n/a | MADISON, WI | 1 | 12 | n/a | no |
| Adam Riely Hanewall | n/a | MADISON, WI | 1 | 10 | n/a | no |
| Bailey Edward Greene | n/a | MADISON, WI | 0 | 10 | n/a | no |
| Ethan Paul Neuens | n/a | MADISON, WI | 0 | 10 | n/a | no |
| Taylor Dean Knutson | n/a | MADISON, WI | 0 | 10 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GOLDSTEIN, JON, DAVID | PARTNER & FINANCIAL PLANNER PARTNER & FINANCIAL PLANNER | Na | yes | 08/2022 | Jul 22, 2026 | Jul 22, 2026 |
| BLUESPRING WEALTH PARTNERS, LLC | Owner | E | yes | 12/2022 | Dec 15, 2022 | Oct 21, 2024 |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | Owner | E | yes | 06/2014 | Dec 15, 2022 | Oct 21, 2024 |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | Owner | E | yes | 06/2014 | Dec 15, 2022 | Oct 21, 2024 |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. D/B/A KESTRA HOLDINGS | Owner | E | yes | 08/2014 | Dec 15, 2022 | Oct 21, 2024 |
| KESTRA FINANCIAL, INC. | Owner | E | yes | 04/2017 | Dec 15, 2022 | Oct 21, 2024 |
| KINGFISHER HOLDING A, INC. | Owner | E | yes | 06/2019 | Dec 15, 2022 | Oct 21, 2024 |
| KINGFISHER HOLDING B, INC. | Owner | E | yes | 06/2014 | Dec 15, 2022 | Oct 21, 2024 |
| KINGFISHER HOLDING L.P | Owner | E | yes | 06/2019 | Dec 15, 2022 | Oct 21, 2024 |
| KINGFISHER HOLDING, G.P., LLC | GENERAL MANAGER | F | yes | 06/2019 | Dec 15, 2022 | Oct 21, 2024 |
| OAK HILL CAPITAL PARTNERSVI (TE 892), L.P. | Owner | C | yes | 02/2023 | Mar 9, 2023 | Oct 21, 2024 |
| OAK HILL CAPITLA PARTNERS VI (ONSHORE), L.P. | Owner | C | yes | 02/2023 | Mar 9, 2023 | Oct 21, 2024 |
| OHCP VI ENZO AGGREGATOR, L.P. | Owner | C | yes | 02/2023 | Mar 9, 2023 | Oct 21, 2024 |
| Peters, Andrew, T | CHIEF COMPLIANCE OFFICER, PARTNER & FINANCIAL PLANNER | Na | yes | 08/2022 | Aug 24, 2022 | Oct 21, 2024 |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | LIMITED PARTNER | C | yes | 06/2019 | Dec 15, 2022 | Oct 21, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | n/a | Bd affiliated wealth | $80B | N | yes | n/a |
| KESTRA PRIVATE WEALTH SERVICES, LLC | n/a | Bd affiliated wealth | $13B | N | yes | n/a |
| KESTRA INVESTMENT SERVICES, LLC | n/a | Former SEC adviser | $12B | N | yes | n/a |
| SNS FINANCIAL GROUP, LLC | n/a | Independent wealth | $5.4B | N | yes | n/a |
| KESTRA INVESTMENT MANAGEMENT, LLC. | n/a | Asset manager | $4.3B | N | yes | n/a |
| GROVE POINT ADVISORS, LLC | n/a | Former SEC adviser | $2.5B | N | yes | n/a |
| PROVISE MANAGEMENT GROUP, LLC | n/a | Independent wealth | $2.0B | N | yes | n/a |
| GROVE POINT INVESTMENTS, LLC | n/a | Former SEC adviser | $2.0B | N | yes | n/a |
| RODGERS & ASSOCIATES, LLC | n/a | Independent wealth | $1.6B | N | yes | n/a |
| CAPITAL PLANNING ADVISORS LLC | n/a | Former SEC adviser | $1.5B | N | yes | n/a |
| BEACON RETIREMENT PLANNING SERVICES INC. | n/a | Independent wealth | $1.3B | N | yes | n/a |
| RITTER DANIHER FINANCIAL ADVISORY LLC | n/a | Former SEC adviser | $936M | N | yes | n/a |
| BEDELL FRAZIER INVESTMENT COUNSELLING, LLC. | n/a | Former SEC adviser | $872M | N | yes | n/a |
| HUGHES FINANCIAL SERVICES, LLC | n/a | Independent wealth | $760M | N | yes | n/a |
| HEDEKER WEALTH LLC | n/a | Independent wealth | $595M | N | yes | n/a |
| TATRO CAPITAL, LLC | n/a | Former SEC adviser | $277M | N | yes | n/a |
| HICKORY ASSET MANAGEMENT, INC. | n/a | Former SEC adviser | $249M | N | yes | n/a |
| KESTRA INSTITUTIONAL SERVICES, LLC | n/a | No RAUM reported | $0 | N | yes | n/a |
| AMERICAN FINANCIAL SOLUTIONS, INC. | n/a | n/a | n/a | N | yes | n/a |
| ARDEN TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| BERNARD R. WOLFE & ASSOCIATES, INC. | n/a | n/a | n/a | N | yes | n/a |
| COMPASS CAPITAL MANAGEMENT, INC. | n/a | n/a | n/a | N | yes | n/a |
| KESTRA INSURANCE SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| OKLAHOMA FINANCIAL CENTER, INC. | n/a | n/a | n/a | N | yes | n/a |
| VECTOR INSURANCE SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 12, 2026 | $1.1B | $1.1B | 19 | 10 | 0 | n/a | n/a |
| 2024 | Apr 22, 2025 | $943M | $943M | 19 | 9 | 0 | n/a | n/a |
| 2023 | Feb 1, 2024 | $782M | $782M | 19 | 8 | 1 | n/a | n/a |
| 2022 | Jan 24, 2023 | $635M | $635M | 17 | 8 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 1 | 0 | 0 | 2 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.1B | $943M | 14.4% | $635M | 19.3% | 19 | 19 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | 7 | Nov 30, 2022 | Jan 19, 2024 | MIDDLETON, WI | Team lift out | Ibd to new firm | 3.2% |