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S•••• J••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

S•••• J••••• S••••••

Advisor at P•••• C•••••• F••••••••

OVERLAND PARK, KS | Swansea, IL

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Search this name across graphsid dfx:ria:f2b84c7f-f554-1402-1bd0-92759f205ede

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 15, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 31, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Jan 12, 2024	n/a	yes	OVERLAND PARK, KS\|Swansea, IL	Current employment
E•••••• F•••••••• E••••••	Independent wealth	Nov 30, 2016	Feb 12, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F•••••••• E••••••	P•••• C•••••• F••••••••	Feb 12, 2024	Jan 12, 2024	-31	Firm change after gap	RIA to RIA
F•••••••• E•••••• A•••••• C•••••• L••	E•••••• F•••••••• E••••••	Nov 30, 2016

Relationships

Registered with (6)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Jan 12, 2024 to presentfactForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Nov 30, 2016 to Feb 12, 2024factForm ADV
→ F•••••••• E•••••• A•••••• C•••••• L••Registered adviserregistration: previous registration
Sep 9, 2015 to Nov 30, 2016factForm ADV
→ S•••••• I••••••••• L••

Dated events

Occurred
Feb 12, 2024
A•••••• firm change
S•••• J••••• S•••••• left E•••••• F•••••••• E•••••• for P•••• C•••••• F•••••••• (registered 2024-01-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2b84c7f-f554-1402-1bd0-92759f205ede
First observed: Jan 15, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.