DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Scott Joseph Szymula

Prime Capital Financialmixed wealthOverland Park, Ks IA-onlyIAPD 5610110

Feed of 09/15/2026

Also filed as Scott Szymula

At current firm

2 y

since Jan 12, 2024

In the industry

17 y

since Dec 31, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Prime Capital Financial mixed wealth current
since Jan 12, 2024 · Overland Park, Ks
Edelman Financial Engines independent RIA
Nov 30, 2016 to Feb 12, 2024 · Shiloh, Il
Financial Engines Advisor Center, LLC former
Sep 9, 2015 to Nov 30, 2016 · Shiloh, Il
Severin Investments LLC independent RIA
Sep 4, 2013 to Sep 25, 2015 · Creve Coeur, Mo
Wells Fargo Advisors wirehouse
Jan 11, 2010 to Jul 16, 2013 · Creve Coeur, Mo
Edward Jones national BD
Jan 15, 2009 to Jul 10, 2009 · Troy, Il

Moves

a registration end followed by a registration begin elsewhere

Edelman Financial Engines to Prime Capital Financial
left Feb 12, 2024, registered Jan 12, 2024 (-31 days) · RIA to RIA
Financial Engines Advisor Center, LLC to Edelman Financial Engines
left Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
Severin Investments LLC to Financial Engines Advisor Center, LLC
left Sep 25, 2015, registered Sep 9, 2015 (-16 days) · Other
Wells Fargo Advisors to Severin Investments LLC
left Jul 16, 2013, registered Sep 4, 2013 (50 days) · Wirehouse to independent RIA
Edward Jones to Wells Fargo Advisors
left Jul 10, 2009, registered Jan 11, 2010 (185 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Scott Joseph Szymula left Edelman Financial Engines for Prime Capital Financial (registered 2024-01-12)
Feb 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address