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Advisor at PRIME CAPITAL FINANCIAL
Overland Park, KS | Houston, TX | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | Mixed wealth | Apr 30, 2019 | n/a | yes | Houston, TX|OVERLAND PARK, KS|Overland Park, KS | Current employment |
| EDELMAN FINANCIAL ENGINES | Independent wealth | Nov 30, 2016 | May 23, 2019 | no | HOUSTON, TX | Previous registration |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | Former SEC adviser | Sep 6, 2016 | Nov 30, 2016 | no | HOUSTON, TX|OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Dec 3, 2012 | Sep 23, 2016 | no | OVERLAND PARK, KS|HOUSTON, TX | Previous registration |
| THE MUTUAL FUND STORE | n/a | Nov 4, 2010 | Dec 11, 2012 | no | SUGAR LAND, TX | Previous registration |
| THE MUTUAL FUND STORE | n/a | May 14, 2010 | Dec 11, 2012 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | PRIME CAPITAL FINANCIAL | May 23, 2019 | Apr 30, 2019 | -23 | Firm change | Other |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | EDELMAN FINANCIAL ENGINES | Nov 30, 2016 | Nov 30, 2016 | 0 | Bulk transfer | Other |
| THE MUTUAL FUND STORE | FINANCIAL ENGINES ADVISOR CENTER, LLC | Sep 23, 2016 | Sep 6, 2016 | -17 | Channel change | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Dec 11, 2012 | Dec 3, 2012 | -8 | Firm change | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Dec 11, 2012 | Nov 4, 2010 | -768 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165877:109238:TX:2016-09-23 | Sep 23, 2016 | Sep 6, 2016 | HOUSTON, TX | Firm change |