RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• T•••• W•••
- P•••• C•••••• F•••••••• mixed wealth currentsince Apr 30, 2019 · Houston, Tx
- E•••••• F•••••••• E•••••• independent RIANov 30, 2016 to May 23, 2019 · Houston, Tx
- F•••••••• E•••••• A•••••• C•••••• L•• formerSep 6, 2016 to Nov 30, 2016 · Houston, Tx
- T•• M••••• F••• S•••• formerDec 3, 2012 to Sep 23, 2016 · Overland Park, Ks
- T•• M••••• F••• S•••• unclassifiedNov 4, 2010 to Dec 11, 2012 · Sugar Land, Tx
- T•• M••••• F••• S•••• unclassifiedMay 14, 2010 to Dec 11, 2012 · Houston, Tx
- E•••••• F•••••••• E•••••• to P•••• C•••••• F••••••••left May 23, 2019, registered Apr 30, 2019 (-23 days) · Other
- F•••••••• E•••••• A•••••• C•••••• L•• to E•••••• F•••••••• E••••••left Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- T•• M••••• F••• S•••• to F•••••••• E•••••• A•••••• C•••••• L••left Sep 23, 2016, registered Sep 6, 2016 (-17 days) · channel change inside one enterprise, not a move · moved with a team
- T•• M••••• F••• S•••• to T•• M••••• F••• S••••left Dec 11, 2012, registered Dec 3, 2012 (-8 days) · Other
- T•• M••••• F••• S•••• to T•• M••••• F••• S••••left Dec 11, 2012, registered Nov 4, 2010 (-768 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address