DFX Intelligence

M•••••• J•• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

M•••••• J•• F•••••

Advisor at S••••

NEW YORK, NY | Lake Mary, FL

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Search this name across graphsid dfx:ria:f30d9de9-023d-2579-51a7-1f57386c07b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 24, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••	Independent wealth	Jul 17, 2025	n/a	yes	NEW YORK, NY\|Lake Mary, FL	Current employment
F•••• F••••••••	Independent wealth	Mar 20, 2018	Jun 16, 2025	no	Minneapolis, MN\|LAKE MARY, FL\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F••••••••	S••••	Jun 16, 2025	Jul 17, 2025	31	Firm change	RIA to RIA
I•••••••• F•••••••• G••••	F•••• F••••••••	Mar 22, 2018	Mar 20, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
116140:318493:MN:2025-06-16	Jun 16, 2025	Jul 17, 2025	MINNEAPOLIS, MN	Firm change

Relationships

Registered with (4)

→ S••••Registered adviserregistration: current employment
Jul 17, 2025 to presentfactForm ADV
→ F•••• F••••••••Registered adviserregistration: previous registration
Mar 20, 2018 to Jun 16, 2025factForm ADV
→ I•••••••• F•••••••• G••••Registered adviserregistration: previous registration
Jan 13, 2014 to Mar 22, 2018factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Jun 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f30d9de9-023d-2579-51a7-1f57386c07b3
First observed: Jun 21, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.