RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•• F•••••
- S•••• independent RIA currentsince Jul 17, 2025 · New York, Ny
- F•••• F•••••••• independent RIAMar 20, 2018 to Jun 16, 2025 · Minneapolis, Mn
- I•••••••• F•••••••• G•••• formerJan 13, 2014 to Mar 22, 2018 · Minneapolis, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDJun 21, 2010 to Jul 18, 2013 · Minneapolis, Mn
- F•••• F•••••••• to S••••left Jun 16, 2025, registered Jul 17, 2025 (31 days) · RIA to RIA · moved with a team
- I•••••••• F•••••••• G•••• to F•••• F••••••••left Mar 22, 2018, registered Mar 20, 2018 (-2 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to I•••••••• F•••••••• G••••left Jul 18, 2013, registered Jan 13, 2014 (179 days) · Other
- M•••••• J•• F••••• left F•••• F•••••••• for Savvy (registered 2025-07-17)Jun 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address