DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Darryl Norman Mierl
Feed of 09/14/2026
At current firm
2 y
since Dec 11, 2023
In the industry
41 y
since Jun 13, 1985 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Dec 11, 2023 · Mandeville, La
- Consortium Private Wealth LLC formerFeb 24, 2023 to Dec 11, 2023 · Slidell, La
- Benjamin F. Edwards & Company, Incorporated BD affiliatedMar 22, 2013 to Feb 28, 2023 · St. Louis, Mo
- Wells Fargo Advisors wirehouseMar 25, 2009 to Mar 25, 2013 · Mandeville, La
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 25, 1987 to Oct 31, 2002 · Metaire, La
Moves
a registration end followed by a registration begin elsewhere
- Consortium Private Wealth LLC to LPL Financial LLCleft Dec 11, 2023, registered Dec 11, 2023 (0 days) · RIA to affiliated broker-dealer or bank
- Benjamin F. Edwards & Company, Incorporated to Consortium Private Wealth LLCleft Feb 28, 2023, registered Feb 24, 2023 (-4 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Wells Fargo Advisors to Benjamin F. Edwards & Company, Incorporatedleft Mar 25, 2013, registered Mar 22, 2013 (-3 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Oct 31, 2002, registered Mar 25, 2009 (2337 days) · Wirehouse to wirehouse
Signals
- Darryl Norman Mierl left Consortium Private Wealth Llc for Lpl Financial Llc (registered 2023-12-11)Dec 11, 2023 · Advisor changed firm · fact
- Darryl Norman Mierl left Benjamin F. Edwards & Company, Incorporated for Consortium Private Wealth Llc (registered 2023-02-24)Feb 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address