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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Steven David Chafin

Advisor at ALLSTATE FINANCIAL ADVISORS, LLC

Spring Branch, TX

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Search this name across graphsid dfx:ria:f3325f39-5e11-efbc-da08-09894bc55846

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSTATE FINANCIAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 1, 2004
First registration: Jun 2, 2004
Dual registered: yes, broker-dealer
Other names: STEVE DAVID CHAFIN
IAPD individual key: 4786776

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jun 4, 2021	n/a	yes	Spring Branch, TX	Current employment
PEAK AMERICAN INVESTMENT ADVISORS, INC.	Independent wealth	Apr 15, 2019	Jul 21, 2020	no	SAN ANTONIO, TX\|PLANO, TX	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	May 9, 2016	Apr 10, 2019	no	San Antonio, TX	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Jun 17, 2013	May 20, 2016	no	SAN ANTONIO, TX	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	Jun 3, 2011	Apr 4, 2013	no	SAN ANTONIO, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Dec 1, 2006	Nov 5, 2009	no	SAN ANTONIO, TX	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 13, 2006	Sep 21, 2006	no	SAN ANTONIO, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 2, 2004	Dec 21, 2005	no	SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PEAK AMERICAN INVESTMENT ADVISORS, INC.	ALLSTATE FINANCIAL ADVISORS, LLC	Jul 21, 2020	Jun 4, 2021	318	Firm change	RIA to ibd
COMMONWEALTH FINANCIAL NETWORK	PEAK AMERICAN INVESTMENT ADVISORS, INC.	Apr 10, 2019	Apr 15, 2019	5	Firm change	Ibd to RIA
CONCOURSE FINANCIAL GROUP ADVISORS	COMMONWEALTH FINANCIAL NETWORK	May 20, 2016	May 9, 2016	-11	Firm change	Other
EAGLE STRATEGIES LLC	CONCOURSE FINANCIAL GROUP ADVISORS	Apr 4, 2013	Jun 17, 2013	74	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	EAGLE STRATEGIES LLC	Nov 5, 2009	Jun 3, 2011	575	Firm change after gap	Other
SECURIAN FINANCIAL SERVICES, INC.	USAA FINANCIAL PLANNING SERVICES	Sep 21, 2006	Dec 1, 2006	71	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	SECURIAN FINANCIAL SERVICES, INC.	Dec 21, 2005	Feb 13, 2006	54	Firm change	Other

Relationships

Registered with (8)

→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Jun 4, 2021 to presentfactForm ADV
→ PEAK AMERICAN INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Apr 15, 2019 to Jul 21, 2020factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
May 9, 2016 to Apr 10, 2019factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Jun 17, 2013 to May 20, 2016factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Jun 3, 2011 to Apr 4, 2013factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Dec 1, 2006 to Nov 5, 2009factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 13, 2006 to Sep 21, 2006factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 2, 2004 to Dec 21, 2005factForm ADV

Dated events

No dated event names this entity yet.