DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven David Chafin
Feed of 09/14/2026
Also filed as Steve David Chafin
At current firm
5 y
since Jun 4, 2021
In the industry
22 y
since Jun 1, 2004 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Allstate Financial Advisors, LLC BD affiliated currentsince Jun 4, 2021 · Spring Branch, Tx
- Peak American Investment Advisors, Inc. independent RIAApr 15, 2019 to Jul 21, 2020 · San Antonio, Tx
- Commonwealth Financial Network national BDMay 9, 2016 to Apr 10, 2019 · San Antonio, Tx
- Concourse Financial Group Advisors formerJun 17, 2013 to May 20, 2016 · San Antonio, Tx
- Eagle Strategies LLC BD affiliatedJun 3, 2011 to Apr 4, 2013 · San Antonio, Tx
- Usaa Financial Planning Services formerDec 1, 2006 to Nov 5, 2009 · San Antonio, Tx
- Securian Financial Services, Inc. formerFeb 13, 2006 to Sep 21, 2006 · San Antonio, Tx
- Ameriprise Financial Services, LLC national BDJun 2, 2004 to Dec 21, 2005 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- Peak American Investment Advisors, Inc. to Allstate Financial Advisors, LLCleft Jul 21, 2020, registered Jun 4, 2021 (318 days) · RIA to affiliated broker-dealer or bank
- Commonwealth Financial Network to Peak American Investment Advisors, Inc.left Apr 10, 2019, registered Apr 15, 2019 (5 days) · Affiliated broker-dealer or bank to independent RIA
- Concourse Financial Group Advisors to Commonwealth Financial Networkleft May 20, 2016, registered May 9, 2016 (-11 days) · Other
- Eagle Strategies LLC to Concourse Financial Group Advisorsleft Apr 4, 2013, registered Jun 17, 2013 (74 days) · Other
- Usaa Financial Planning Services to Eagle Strategies LLCleft Nov 5, 2009, registered Jun 3, 2011 (575 days) · Other
- Securian Financial Services, Inc. to Usaa Financial Planning Servicesleft Sep 21, 2006, registered Dec 1, 2006 (71 days) · Other
- Ameriprise Financial Services, LLC to Securian Financial Services, Inc.left Dec 21, 2005, registered Feb 13, 2006 (54 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address