DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B•••••••••
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••••• | Independent wealth | Jan 30, 2026 | n/a | yes | NEW YORK, NY | Current employment |
| T••••••• I••••••••• M••••••••• I••• | Bd affiliated wealth | Dec 19, 2023 | Sep 16, 2024 | no | MINNEAPOLIS, MN|Margate City, NJ|Warrington, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••••• I••••••••• M••••••••• I••• | B••••••••• | Sep 16, 2024 | Jan 30, 2026 | 501 | Firm change after gap | Ibd to RIA |
| V••••••• A•••••••• I••• | T••••••• I••••••••• M••••••••• I••• | Aug 23, 2023 | Dec 19, 2023 |
| V••••••• A•••••••• I••• | Bd affiliated wealth | Sep 8, 2021 | Aug 23, 2023 | no | MALVERN, PA | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Jun 24, 2019 | Dec 10, 2019 | no | CONSHOHOCKEN, PA|WARRINGTON, PA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Apr 26, 2017 | Sep 7, 2017 | no | WAYNE, PA | Previous registration |
| 118 |
| Firm change |
| Ibd to ibd |
| C••••••• S••••••••• I••• | V••••••• A•••••••• I••• | Dec 10, 2019 | Sep 8, 2021 | 638 | Firm change after gap | Ibd to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C••••••• S••••••••• I••• | Sep 7, 2017 | Jun 24, 2019 | 655 | Firm change after gap | Wirehouse to ibd |