DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

B•••• M•••••••

B•••••••••independent RIANew York, NyIA-onlyIAPD 6725199

Feed of 09/14/2026

Also filed as B•••• M•••••••

At current firm

0 y

since Jan 30, 2026

In the industry

11 y

since Oct 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••••• independent RIA current
since Jan 30, 2026 · New York, Ny
T••••••• I••••••••• M••••••••• I••• BD affiliated
Dec 19, 2023 to Sep 16, 2024 · Minneapolis, Mn
V••••••• A•••••••• I••• BD affiliated
Sep 8, 2021 to Aug 23, 2023 · Malvern, Pa
C••••••• S••••••••• I••• BD affiliated
Jun 24, 2019 to Dec 10, 2019 · Conshohocken, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 26, 2017 to Sep 7, 2017 · Wayne, Pa

Moves

a registration end followed by a registration begin elsewhere

T••••••• I••••••••• M••••••••• I••• to B•••••••••
left Sep 16, 2024, registered Jan 30, 2026 (501 days) · Affiliated broker-dealer or bank to independent RIA
V••••••• A•••••••• I••• to T••••••• I••••••••• M••••••••• I•••
left Aug 23, 2023, registered Dec 19, 2023 (118 days) · Affiliated broker-dealer or bank to another
C••••••• S••••••••• I••• to V••••••• A•••••••• I•••
left Dec 10, 2019, registered Sep 8, 2021 (638 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••
left Sep 7, 2017, registered Jun 24, 2019 (655 days) · Wirehouse to affiliated broker-dealer or bank

Signals

B•••• M••••••• left T••••••• I••••••••• M••••••••• I••• for Betterment (registered 2026-01-30)
Sep 16, 2024 · Advisor changed firm · fact
B•••• M••••••• left V••••••• A•••••••• I••• for T••••••• I••••••••• M••••••••• I••• (registered 2023-12-19)
Aug 23, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address