DFX Intelligence

R•••••• L•• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

R•••••• L•• S•••••

Advisor at L•• F•••••••• L••

ANN ARBOR, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f3819f86-51c4-75ed-23ef-f9603683ef2c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 25, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 14, 2018	n/a	yes	ANN ARBOR, MI	Current employment
B••• W•••• A•••• M•••••••••	Independent wealth	Jul 2, 2015	Feb 15, 2018	no	ANN ARBOR, MI\|GRAND RAPIDS, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• W•••• A•••• M•••••••••	L•• F•••••••• L••	Feb 15, 2018	Feb 14, 2018	-1	Firm change	Other
I••••• F•••••••• C•••••••••	C• A••••••• S•••••••	Feb 14, 2018	Nov 19, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
175362:6413:MI:2018-02-15	Feb 15, 2018	Feb 14, 2018	GRAND RAPIDS, MI	Firm change
12984:110929:WI:2018-02-14	Feb 14, 2018	Nov 19, 2010	APPLETON, WI	Firm change after gap
110929:175362:MI:2015-09-02	Sep 2, 2015	Jul 2, 2015	ANN ARBOR, MI	Firm change after gap

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ B••• W•••• A•••• M•••••••••Registered adviserregistration: previous registration
Jul 2, 2015 to Feb 15, 2018factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jun 1, 2010 to Feb 14, 2018factForm ADV
→ C• A••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3819f86-51c4-75ed-23ef-f9603683ef2c
First observed: Jun 1, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.