RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• L•• S•••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 14, 2018 · Ann Arbor, Mi
- B••• W•••• A•••• M••••••••• independent RIAJul 2, 2015 to Feb 15, 2018 · Ann Arbor, Mi
- C• A••••••• S••••••• independent RIANov 19, 2010 to Sep 2, 2015 · Ann Arbor, Mi
- I••••• F•••••••• C••••••••• formerJun 1, 2010 to Feb 14, 2018 · Ann Arbor, Mi
- B••• W•••• A•••• M••••••••• to L•• F•••••••• L••left Feb 15, 2018, registered Feb 14, 2018 (-1 days) · Other · moved with a team
- I••••• F•••••••• C••••••••• to C• A••••••• S•••••••left Feb 14, 2018, registered Nov 19, 2010 (-2644 days) · Other · moved with a team
- C• A••••••• S••••••• to B••• W•••• A•••• M•••••••••left Sep 2, 2015, registered Jul 2, 2015 (-62 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address