DFX Intelligence

R••• M• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

R••• M• G••••••••

Advisor at H••••••••• F•••••••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:f42af696-efa4-b55c-103d-41640f01b1b9

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2013 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 11, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 29, 2026	n/a	yes	Northfield, OH\|TWINSBURG, OH	Current employment
H••••••••• F•••••••• A•••••••	Bd affiliated wealth	Jan 8, 2020	n/a	yes	NORTHFIELD, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	H••••••••• F•••••••• A•••••••	Jan 2, 2020	Jan 8, 2020	6	Firm change	Ibd to ibd
H••••••••• F•••••••• A•••••••	P•• W••••• M•••••••••	May 30, 2017	Jun 7, 2017

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Sep 25, 2015 to May 30, 2017factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 7, 2017 to Jan 2, 2020factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f42af696-efa4-b55c-103d-41640f01b1b9
First observed: Jul 31, 2013
Last observed: Sep 17, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.