DFX Intelligence
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Registered advisor
R••• M• G••••••••
Feed of 09/17/2026
Also filed as R••• G••••••••• M• G••••••••• M•••••• G••••••••
At current firm
6 y
since Jan 8, 2020
In the industry
13 y
since Jul 11, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 29, 2026 · Northfield, Oh
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Jan 8, 2020 · Northfield, Oh
- P•• W••••• M••••••••• BD affiliatedJun 7, 2017 to Jan 2, 2020 · Independence, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedSep 25, 2015 to May 30, 2017 · Stow, Oh
- P•• W••••• M••••••••• BD affiliatedApr 23, 2014 to Sep 10, 2015 · Mentor, Oh
- E•••••••• A•••••••• L•• national BDJul 31, 2013 to Apr 7, 2014 · Solon, Oh
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to H••••••••• F•••••••• A•••••••left Jan 2, 2020, registered Jan 8, 2020 (6 days) · Affiliated broker-dealer or bank to another
- H••••••••• F•••••••• A••••••• to P•• W••••• M•••••••••left May 30, 2017, registered Jun 7, 2017 (8 days) · Other
- P•• W••••• M••••••••• to H••••••••• F•••••••• A•••••••left Sep 10, 2015, registered Sep 25, 2015 (15 days) · Other
- E•••••••• A•••••••• L•• to P•• W••••• M•••••••••left Apr 7, 2014, registered Apr 23, 2014 (16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address