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Advisor at DIVERSIFIED, LLC
Mountain Brook, AL | WILMINGTON, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DIVERSIFIED, LLC | Independent wealth | Aug 5, 2024 | n/a | yes | WILMINGTON, DE|Mountain Brook, AL | Current employment |
| DIVERSIFIED, LLC | Former SEC adviser | Apr 1, 2022 | Nov 4, 2024 | no | Birmingham, AL|WILMINGTON, DE|BIRMINGHAM, AL|Wilmington, DE | Previous registration |
| MARCA LIFE PLANNING | Former SEC adviser | Apr 8, 2011 | Mar 31, 2022 | no | CHELSEA, AL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 31, 2005 | Feb 6, 2006 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DIVERSIFIED, LLC | DIVERSIFIED, LLC | Nov 4, 2024 | Aug 5, 2024 | -91 | Channel change | RIA to RIA |
| MARCA LIFE PLANNING | DIVERSIFIED, LLC | Mar 31, 2022 | Apr 1, 2022 | 1 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MARCA LIFE PLANNING | Feb 6, 2006 | Apr 8, 2011 | 1,887 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 123859:331709:DE:2024-11-04 | Nov 4, 2024 | Aug 5, 2024 | WILMINGTON, DE | Firm change after gap |