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RIA / WealthAdvisorCertified Financial Planner25 years in industry

ALEXI HOWIE

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Henderson, NV

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Search this name across graphsid dfx:ria:f52391eb-5494-2faf-20a0-640aa7987c97

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: May 4, 2001
First registration: May 9, 2001
Dual registered: no
Other names: ALEXI S J WILLIAMS|ALEXI SARAH JANE WILLIAMS|ALEXI SARAH JANE WILLIAMS - HOWIE|ALEXI SARAH JANE HOWIE
IAPD individual key: 3197431

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Aug 22, 2022	n/a	yes	Henderson, NV	Current employment
CAPSTONE CAPITAL WEALTH ADVISORS	Independent wealth	Jun 27, 2018	Aug 23, 2022	no	HENDERSON, NV	Previous registration
BEACON POINTE WEALTH ADVISORS, LLC	Former SEC adviser	Nov 19, 2013	Nov 1, 2017	no	SAN JOSE, CA\|NEWPORT BEACH, CA\|HENDERSON, NV\|MILPITAS, CA\|MILPITAS, CA	Previous registration
EXCELCIA FINANCIAL GROUP, LTD.	n/a	Feb 24, 2011	Oct 31, 2011	no	SAN JOSE, CA	Previous registration
EXCELCIA CAPITAL MANAGEMENT, LLC	n/a	Apr 3, 2008	Nov 4, 2010	no	SANTA CLARA, CA	Previous registration
AFA ADVISOR SERVICES LLC	n/a	Sep 7, 2006	May 7, 2009	no	CALABASAS, CA\|SAN JOSE, CA\|SANTA CLARA, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 9, 2001	Nov 3, 2005	no	SANTA CLARA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPSTONE CAPITAL WEALTH ADVISORS	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Aug 23, 2022	Aug 22, 2022	-1	Firm change	RIA to ibd
BEACON POINTE WEALTH ADVISORS, LLC	CAPSTONE CAPITAL WEALTH ADVISORS	Nov 1, 2017	Jun 27, 2018	238	Firm change	Other
EXCELCIA FINANCIAL GROUP, LTD.	BEACON POINTE WEALTH ADVISORS, LLC	Oct 31, 2011	Nov 19, 2013	750	Firm change after gap	Other
EXCELCIA CAPITAL MANAGEMENT, LLC	EXCELCIA FINANCIAL GROUP, LTD.	Nov 4, 2010	Feb 24, 2011	112	Firm change	Other
AFA ADVISOR SERVICES LLC	EXCELCIA CAPITAL MANAGEMENT, LLC	May 7, 2009	Apr 3, 2008	-399	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	AFA ADVISOR SERVICES LLC	Nov 3, 2005	Sep 7, 2006	308	Firm change	Other

Relationships

Registered with (7)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Aug 22, 2022 to presentfactForm ADV
→ CAPSTONE CAPITAL WEALTH ADVISORSRegistered adviserregistration: previous registration
Jun 27, 2018 to Aug 23, 2022factForm ADV
→ BEACON POINTE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 19, 2013 to Nov 1, 2017factForm ADV
→ EXCELCIA FINANCIAL GROUP, LTD.Registered adviserregistration: previous registration
Feb 24, 2011 to Oct 31, 2011factForm ADV
→ EXCELCIA CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 3, 2008 to Nov 4, 2010factForm ADV
→ AFA ADVISOR SERVICES LLCRegistered adviserregistration: previous registration
Sep 7, 2006 to May 7, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 9, 2001 to Nov 3, 2005factForm ADV

Dated events

Occurred
Aug 23, 2022
Advisor changed firm
Alexi Howie left Capstone Capital Wealth Advisors for Cambridge Investment Research Advisors, Inc. (registered 2022-08-22)
Form ADVobserved 5 days ago