DFX Intelligence

F••••••• C••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

F••••••• C••••• C••••••• L••

CRD 166012

CAMPBELL, CA

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Search this name across graphsid dfx:ria:f5670b3a-aa87-f147-02cb-2b2a8f7c44cd

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 4
On other graphs: 3
Observed: Jun 30, 2014 to Mar 27, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

F••••••• C••••• C••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

F••••••• C••••• C••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

F••••••• C••••• C••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.7B••• Locked
Discretionary RAUM: $1.7B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F••••••• C••••• C•••••• I•• L•	Venture Capital Fund	$375M	Mar 29, 2024	123	Mar 31, 2023	reported	021-418886
F••••••• C••••• C•••••• I••• L•	Venture Capital Fund	$239M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••• M••••••• K••••••	MANAGING DIRECTOR	D	yes	04/2012	Jun 30, 2014	Mar 29, 2024
L•••••••• K••••••• M••••••	MANAGING DIRECTOR	D	yes	04/2012	Jun 30, 2014	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•• S••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
F•• S••••• M••••••••• L•• • S••••• 1•	n/a	n/a	n/a	N	yes	n/a
F•• S••••• M••••••••• L•• • S••••• 2•	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.7B	$1.1B	55.0%	$1.1B	14.2%	15	16	1	1

Relationships

Advises (24)

→ F••••••• C••••• C•••••• I•• L•Private fundVenture Capital Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ F•• S•• I•• L•••Private fundVenture Capital Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ F••••••• C••••• C•••••• C•••••••• S•••••• L••• • S••••• 6•Private fundVenture Capital Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ F••••••• C••••• C•••••• I•• L•••

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$578M
Occurred
Mar 31, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$438M
Occurred
Mar 30, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$159M
Occurred
Jun 30, 2014
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5670b3a-aa87-f147-02cb-2b2a8f7c44cd
First observed: Jun 30, 2014
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.