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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

John Gerald Mulka

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Auburn Hills, MI | Troy, MI

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Search this name across graphsid dfx:ria:f57348ce-e4e6-2a8c-df4b-86cafda14062

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 5, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 4, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 4, 2014
First registration: Aug 5, 2014
Dual registered: yes, broker-dealer
Other names: John Gerald Mulka|John Mulka|John G Mulka
IAPD individual key: 6318066

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 27, 2022	n/a	yes	Auburn Hills, MI\|Troy, MI	Current employment
MORGAN STANLEY	Wirehouse	May 8, 2020	Mar 30, 2022	no	Ann Arbor, MI	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 18, 2018	Apr 15, 2020	no	Toledo, OH	Previous registration
VIMA, LLC	Independent wealth	Nov 1, 2017	Apr 10, 2018	no	TROY, MI	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 20, 2017	Aug 2, 2017	no	TROY, MI	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Sep 19, 2016	Apr 20, 2017	no	Toledo, OH	Previous registration
EDWARD JONES	National bd RIA	Jun 10, 2015	Jun 15, 2016	no	DEFIANCE, OH\|DEFIANCE, OH\|ST LOUIS, MO\|ROSSFORD, OH\|DEFIANCE, OH\|MAUMEE, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 5, 2014	Jun 10, 2015	no	TOLEDO, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	AMERIPRISE FINANCIAL SERVICES, LLC	Mar 30, 2022	Apr 27, 2022	28	Firm change	Wirehouse to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	MORGAN STANLEY	Apr 15, 2020	May 8, 2020	23	Firm change	Ibd to wirehouse
VIMA, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 10, 2018	May 18, 2018	38	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	VIMA, LLC	Aug 2, 2017	Nov 1, 2017	91	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 20, 2017	Apr 20, 2017	0	Firm change	Other
EDWARD JONES	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jun 15, 2016	Sep 19, 2016	96	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EDWARD JONES	Jun 10, 2015	Jun 10, 2015	0	Firm change	Wirehouse to ibd

Relationships

Registered with (6)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 18, 2018 to Apr 15, 2020factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
May 8, 2020 to Mar 30, 2022factForm ADV
→ VIMA, LLCRegistered adviserregistration: previous registration
Nov 1, 2017 to Apr 10, 2018factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Sep 19, 2016 to Apr 20, 2017factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 10, 2015 to Jun 15, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 5, 2014 to Jun 10, 2015factForm ADV

Dated events

Occurred
Mar 30, 2022
Advisor changed firm
John Gerald Mulka left Morgan Stanley for Ameriprise Financial Services, Llc (registered 2022-04-27)
Form ADVobserved 4 days ago