DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• G••••• M••••

A••••••••• F•••••••• S•••••••• L••national BDAuburn Hills, Mi dual registrantIAPD 6318066

Feed of 09/15/2026

Also filed as J••• G••••• M••••

At current firm

4 y

since Apr 27, 2022

In the industry

12 y

since Aug 4, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Apr 27, 2022 · Auburn Hills, Mi
M••••• S•••••• wirehouse
May 8, 2020 to Mar 30, 2022 · Ann Arbor, Mi
A••••••••• F•••••••• S•••••••• L•• national BD
May 18, 2018 to Apr 15, 2020 · Toledo, Oh
V•••• L•• independent RIA
Nov 1, 2017 to Apr 10, 2018 · Troy, Mi
A••••••••• F•••••••• S•••••••• L•• national BD
Apr 20, 2017 to Aug 2, 2017 · Troy, Mi
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Sep 19, 2016 to Apr 20, 2017 · Toledo, Oh
E••••• J•••• national BD
Jun 10, 2015 to Jun 15, 2016 · Defiance, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 5, 2014 to Jun 10, 2015 · Toledo, Oh

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••
left Mar 30, 2022, registered Apr 27, 2022 (28 days) · Wirehouse to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••
left Apr 15, 2020, registered May 8, 2020 (23 days) · Affiliated broker-dealer or bank to wirehouse
V•••• L•• to A••••••••• F•••••••• S•••••••• L••
left Apr 10, 2018, registered May 18, 2018 (38 days) · Other
A••••••••• F•••••••• S•••••••• L•• to V•••• L••
left Aug 2, 2017, registered Nov 1, 2017 (91 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••
left Apr 20, 2017, registered Apr 20, 2017 (0 days) · Other
E••••• J•••• to N••••••••• M••••• I••••••••• S•••••••••
left Jun 15, 2016, registered Sep 19, 2016 (96 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Jun 10, 2015, registered Jun 10, 2015 (0 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J••• G••••• M•••• left M••••• S•••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-04-27)
Mar 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address