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Advisor at AE WEALTH MANAGEMENT, LLC
Jasper, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Oct 2, 2018 | n/a | yes | Jasper, TX | Current employment |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Mar 29, 2010 | Oct 2, 2018 | no | JASPER, TX|SARASOTA, FL | Previous registration |
| BFT FINANCIAL GROUP, LLC | Former SEC adviser | Jul 15, 2008 | Apr 5, 2010 | no | JASPER, TX|JASPER, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | AE WEALTH MANAGEMENT, LLC | Oct 2, 2018 | Oct 2, 2018 | 0 | Firm change | Ibd to RIA |
| BFT FINANCIAL GROUP, LLC | GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Apr 5, 2010 | Mar 29, 2010 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 132070:282580:FL:2018-10-02 | Oct 2, 2018 | Oct 2, 2018 | SARASOTA, FL | Firm change |