RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E••• J••••••••
- A• W••••• M••••••••• L•• BD affiliated currentsince Oct 2, 2018 · Jasper, Tx
- G••••• F•••••••• P•••••• C••••••• I••• formerMar 29, 2010 to Oct 2, 2018 · Jasper, Tx
- B•• F•••••••• G••••• L•• formerJul 15, 2008 to Apr 5, 2010 · Jasper, Tx
- G••••• F•••••••• P•••••• C••••••• I••• to A• W••••• M••••••••• L••left Oct 2, 2018, registered Oct 2, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- B•• F•••••••• G••••• L•• to G••••• F•••••••• P•••••• C••••••• I•••left Apr 5, 2010, registered Mar 29, 2010 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address