DFX Intelligence

J•••• S••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

J•••• S••••• L••••••

Advisor at A••••• A•••••••

Maple Grove, MN

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Search this name across graphsid dfx:ria:f6ae8a11-2916-33f5-8786-7e9d4d39f178

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 11, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 23, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•••••••	Independent wealth	Dec 10, 2025	n/a	yes	Maple Grove, MN	Current employment
C•••••••• W••••• M••••••••• L••	n/a	Oct 15, 2024	Dec 31, 2025	no	MAPLE GROVE, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W••••• M••••••••• L••	A••••• A•••••••	Dec 31, 2025	Dec 10, 2025	-21	Firm change	Other
B••••••••• C•••••• M••••••••• L••	C•••••••• W••••• M••••••••• L••	Feb 5, 2025	Oct 15, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
315945:335353:MN:2025-12-31	Dec 31, 2025	Dec 10, 2025	MAPLE GROVE, MN	Firm change
299308:141413:TX:2019-10-12	Oct 22, 2019	Nov 1, 2019	DALLAS, TX	Firm change

Relationships

Registered with (5)

→ A••••• A•••••••Registered adviserregistration: current employment
Dec 10, 2025 to presentfactForm ADV
→ C•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 15, 2024 to Dec 31, 2025factForm ADV
→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 1, 2019 to Feb 5, 2025factForm ADV
→ S••••••••• A•••••••Registered adviser

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6ae8a11-2916-33f5-8786-7e9d4d39f178
First observed: Feb 11, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.