DFX Intelligence

J••••• T••••• D• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

J••••• T••••• D• L•••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:f6e714a0-9f80-f755-91cd-915007ce645e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jul 7, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 6, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 6, 2025	n/a	yes	SAN DIEGO, CA\|AMBLER, PA\|DEL HAVEN, NJ\|ST AUGUSTINE, FL	Current employment
C•••••• A•••••••	Bd affiliated wealth	Dec 23, 2016	Aug 6, 2025	no	Jenkintown, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••••	L•• F•••••••• L••	Aug 6, 2025	Aug 6, 2025	0	Firm change	Ibd to ibd
L•••••• I•••••••••	C•••••• A•••••••	Aug 6, 2025	Dec 23, 2016

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 6, 2025 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Dec 23, 2016 to Aug 6, 2025factForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Aug 4, 2016 to Aug 6, 2025factForm ADV
→ P•• W••••• M•••••••••

Dated events

Occurred
Aug 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6e714a0-9f80-f755-91cd-915007ce645e
First observed: Jul 7, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.