DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• T••••• D• L•••

L•• F•••••••• L••BD affiliatedSt Augustine, Fl dual registrantIAPD 2039508

Feed of 09/15/2026

Also filed as J••••• T••••• Del•••

At current firm

1 y

since Aug 6, 2025

In the industry

22 y

since Jul 6, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Aug 6, 2025 · San Diego, Ca
C•••••• A••••••• BD affiliated
Dec 23, 2016 to Aug 6, 2025 · Jenkintown, Pa
L•••••• I••••••••• independent RIA
Aug 4, 2016 to Aug 6, 2025 · Horsham, Pa
L•••••• I••••••••• independent RIA
Jan 29, 2016 to May 2, 2016 · Horsham, Pa
P•• W••••• M••••••••• BD affiliated
Aug 29, 2012 to Mar 3, 2014 · Philadelphia, Pa
O•••• I••••••••• I••• BD affiliated
Sep 14, 2010 to Jun 12, 2012 · Feasterville, Pa
M•• I•••••••• S•••••••• L•• BD affiliated
Aug 21, 2006 to Sep 8, 2010 · Exton, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 7, 2004 to Jul 11, 2006 · Wayne, Pa

Moves

a registration end followed by a registration begin elsewhere

C•••••• A••••••• to L•• F•••••••• L••
left Aug 6, 2025, registered Aug 6, 2025 (0 days) · Affiliated broker-dealer or bank to another
L•••••• I••••••••• to C•••••• A•••••••
left Aug 6, 2025, registered Dec 23, 2016 (-3148 days) · Other
P•• W••••• M••••••••• to L•••••• I•••••••••
left Mar 3, 2014, registered Jan 29, 2016 (697 days) · Other
O•••• I••••••••• I••• to P•• W••••• M•••••••••
left Jun 12, 2012, registered Aug 29, 2012 (78 days) · Other
M•• I•••••••• S•••••••• L•• to O•••• I••••••••• I•••
left Sep 8, 2010, registered Sep 14, 2010 (6 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••
left Jul 11, 2006, registered Aug 21, 2006 (41 days) · Other

Signals

J••••• T••••• D• L••• left C•••••• A••••••• for L•• F•••••••• L•• (registered 2025-08-06)
Aug 6, 2025 · Advisor changed firm · fact
J••••• T••••• D• L••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2016-12-23)
Aug 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address