DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bhk Investment Advisors
Legal name Bhk Investment Advisors, LLC
Latest filing Apr 27, 2026
First filing on the tape Mar 29, 2012 · 26 filings
SEC status approved since May 17, 2006
RAUM
$794M
reported, Item 5.F
Discretionary
47%
of RAUM
Private clients
61%
$484M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$159M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$794M as of Apr 27, 2026
Mar 29, 2012$708M then
HNW client RAUM$434M as of Apr 27, 2026
Mar 29, 2018$247M then
State-registered IARs (5.B.3)5 as of Apr 27, 2026
Mar 29, 20120 then
Employees (5.A)9 as of Apr 27, 2026
Mar 28, 20139 then
Private funds: no history
RAUM +5.1% over the last fiscal year+11% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $159MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 47%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $59.5M, 74 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$434M55%
- Pension and profit-sharing plans$200M25%
- Corporations and businesses$111M14%
- Individuals$49.9M6.3%
- Individual clients
- 123reported
- HNW clients
- 181reported
- Pension plan clients
- 11reported
- Charitable clients
- n/areported
- Accounts
- 771reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $59.5M for 74 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.61 fund_share=0.0 institutional_share=0.25 related_bd=true related_bank=false bd_reps=5.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Lee BarnettChartered Financial Consultant | Birmingham, Al | Nov 22, 2011 | 31 y | 4 |
| Michael Blair | Birmingham, Al | Mar 6, 2024 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Charles Mitchell Smith to Mayfair Advisory Group, LLCSep 6, 2019 · RIA to a newly registered adviser
- Joseph Christopher Mason to Mayfair Advisory Group, LLCSep 6, 2019 · RIA to a newly registered adviser
Joined, latest
- Michael Blair from Porter White Investment Advisors, Inc.Mar 6, 2024 · RIA to RIA
- Robert Lee Barnett from Captrust Financial AdvisorsNov 22, 2011 · Other
- Samuel Mccurdy Kirkpatrick from Wells Fargo AdvisorsSep 6, 2006 · Other
- James Bailey Knight from Wells Fargo AdvisorsMay 17, 2006 · Other
- Meredyth Roberts Hazzard from Wells Fargo AdvisorsMay 17, 2006 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Mayfair Advisory Group, LLCSep 6, 2019 · Birmingham, Al
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Gurney John Brock · Presidentcontrolsince 10/2006 · owns less than 5%
- Roberts Meredyth Hazzard · Ceo/Cfocontrolsince 03/2005 · owns less than 5%
- Bailey James Knight · Chief Compliance Officercontrolsince 03/2005 · owns less than 5%
- Roberts Meredyth Hazzard · Membercontrolsince 03/2005 · owns 25% to 50% of Bhk Holdings
- Bailey James Knight · Membercontrolsince 03/2005 · owns 25% to 50% of Bhk Holdings
- Gurney John Brock · Membersince 03/2005 · owns 25% to 50% of Bhk Holdings, LLC
Entity owners
- Bhk Holdings, LLC · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Bhk Securities, LLCbroker-dealerinvestment advisercustodiannRAUM $128M
Advisers that list Bhk Investment Advisors as a related person
- 139665 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Birmingham, Al · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 751 to 771Mar 24, 2025 to Mar 26, 2026
- Advisory employees · 4 to 5Mar 24, 2025 to Mar 26, 2026
- BD registered reps · 4 to 5Mar 24, 2025 to Mar 26, 2026
- HNW clients · 171 to 181Mar 24, 2025 to Mar 26, 2026
- Individual clients · 120 to 123Mar 24, 2025 to Mar 26, 2026
- Pension plan clients · 12 to 11Mar 24, 2025 to Mar 26, 2026
- Assets in custody · $136M to $59.5MMar 24, 2025 to Mar 26, 2026
- Employees · 7 to 9Mar 24, 2025 to Mar 26, 2026
- Insurance-licensed employees · 3 to 4Mar 24, 2025 to Mar 26, 2026
- State-registered IARs · 4 to 5Mar 24, 2025 to Mar 26, 2026
- Discretionary RAUM · $348M to $376MMar 24, 2025 to Mar 26, 2026
- HNW RAUM · $406M to $434MMar 24, 2025 to Mar 26, 2026
- Individual RAUM · $43.9M to $49.9MMar 24, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $408M to $418MMar 24, 2025 to Mar 26, 2026
- Pension RAUM · $196M to $200MMar 24, 2025 to Mar 26, 2026
- RAUM · $756M to $794MMar 24, 2025 to Mar 26, 2026
- Accounts · 753 to 751Mar 25, 2024 to Mar 24, 2025
- Advisory employees · 6 to 4Mar 25, 2024 to Mar 24, 2025
- BD registered reps · 6 to 4Mar 25, 2024 to Mar 24, 2025
- Corporate clients · 15 to 13Mar 25, 2024 to Mar 24, 2025
- Assets in custody · $214M to $136MMar 25, 2024 to Mar 24, 2025
- Employees · 10 to 7Mar 25, 2024 to Mar 24, 2025
- Insurance-licensed employees · 5 to 3Mar 25, 2024 to Mar 24, 2025
- Financial planning clients · 0 to 0Mar 25, 2024 to Mar 24, 2025
- State-registered IARs · 6 to 4Mar 25, 2024 to Mar 24, 2025
- Discretionary RAUM · $321M to $348MMar 25, 2024 to Mar 24, 2025
- HNW RAUM · $363M to $406MMar 25, 2024 to Mar 24, 2025
- Individual RAUM · $41.3M to $43.9MMar 25, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $343M to $408MMar 25, 2024 to Mar 24, 2025
- Pension RAUM · $166M to $196MMar 25, 2024 to Mar 24, 2025
- RAUM · $664M to $756MMar 25, 2024 to Mar 24, 2025
- Accounts · 767 to 753Mar 31, 2023 to Mar 25, 2024
- Advisory employees · 5 to 6Mar 31, 2023 to Mar 25, 2024
- Corporate clients · 12 to 15Mar 31, 2023 to Mar 25, 2024
- HNW clients · 161 to 171Mar 31, 2023 to Mar 25, 2024
- Individual clients · 129 to 120Mar 31, 2023 to Mar 25, 2024
- Assets in custody · $89.3M to $214MMar 31, 2023 to Mar 25, 2024
- Employees · 9 to 10Mar 31, 2023 to Mar 25, 2024
- State-registered IARs · 5 to 6Mar 31, 2023 to Mar 25, 2024
- Discretionary RAUM · $274M to $321MMar 31, 2023 to Mar 25, 2024
Signals
1 dated events
- Bhk Investment Advisors reported RAUM $571.0M, up 46% from $390.7M (2017-03-30 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 205-322-2025reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 205-322-9025reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-529-2610reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- BHKLLC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 205-322-2025reportedpublic record, Form ADV, Apr 27, 2026
- Team page
- BHKLLC.COM/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $159Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026