DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Roch Earl Monnig

Root Financial Partnersindependent RIAKnoxville, Tn IA-onlyIAPD 6639775

Certified Financial Planner

Feed of 09/14/2026

Also filed as Roch Earl Monnig

At current firm

1 y

since Jun 3, 2025

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Root Financial Partners independent RIA current
since Jun 3, 2025 · Austin, Tx
The Burney Company independent RIA
Feb 7, 2023 to Jun 4, 2025 · Knoxville, Tn
Deeper Pockets unclassified
Aug 3, 2022 to Dec 31, 2022 · Knoxville, Tn
Origin Investment Advisory LLC independent RIA
Jun 6, 2022 to Dec 12, 2022 · Sarasota, Fl
Pya Waltman Capital, LLC independent RIA
Mar 29, 2018 to May 27, 2022 · Knoxville, Tn

Moves

a registration end followed by a registration begin elsewhere

The Burney Company to Root Financial Partners
left Jun 4, 2025, registered Jun 3, 2025 (-1 days) · RIA to RIA
Deeper Pockets to The Burney Company
left Dec 31, 2022, registered Feb 7, 2023 (38 days) · Other
Origin Investment Advisory LLC to Deeper Pockets
left Dec 12, 2022, registered Aug 3, 2022 (-131 days) · Other
Pya Waltman Capital, LLC to Origin Investment Advisory LLC
left May 27, 2022, registered Jun 6, 2022 (10 days) · RIA to RIA

Signals

Roch Earl Monnig left The Burney Company for Root Financial Partners (registered 2025-06-03)
Jun 4, 2025 · Advisor changed firm · fact
Roch Earl Monnig left Deeper Pockets for The Burney Company (registered 2023-02-07)
Dec 31, 2022 · Advisor changed firm · fact
Roch Earl Monnig left Origin Investment Advisory Llc for Deeper Pockets (registered 2022-08-03)
Dec 12, 2022 · Advisor changed firm · fact
Roch Earl Monnig left Pya Waltman Capital, Llc for Origin Investment Advisory Llc (registered 2022-06-06)
May 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address