DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sharp Financial
Legal name Sharp Wealth Advisory, LLC
Latest filing Sep 8, 2026
First filing on the tape Aug 30, 2017 · 25 filings
SEC status approved since Oct 3, 2017
RAUM
$502M
reported, Item 5.F
Discretionary
59%
of RAUM
Private clients
91%
$456M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$83.7M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$502M as of Mar 18, 2026
Mar 27, 2018$145M then
HNW client RAUM$417M as of Mar 18, 2026
Mar 27, 2018$133M then
State-registered IARs (5.B.3)6 as of Mar 18, 2026
Mar 27, 20183 then
Employees (5.A)9 as of Mar 18, 2026
Mar 27, 20186 then
Private funds: no history
RAUM +28% over the last fiscal year+25% a year over threeIARs 5 to 5offices 6 to 7
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $83.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.1MderivedHNW RAUM over HNW clients
- Average account
- $980,708derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 59%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 0.8derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +20%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $467MreportedItem 5.I
- Custody
- $156M, 67 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$417M83%
- Individuals$38.9M7.8%
- Other investment advisers$31.4M6.3%
- Pension and profit-sharing plans$8.5M1.7%
- Corporations and businesses$5.8M1.2%
- Individual clients
- 110reported
- HNW clients
- 68reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 512reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $35.3M managedreported
- Custody of client assets
- $156M for 67 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.06 institutional_share=0.02 related_bd=false related_bank=false bd_reps=7.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Howard Sharp | Horsham, Pa | Nov 6, 2017 | 33 y | 1 |
| Edward Vents Rimbenieks | Horsham, Pa | Nov 7, 2017 | 23 y | 1 |
| Tasha Denise Miles | Horsham, Pa | Jan 7, 2019 | 13 y | 0 |
| Kelly Lorraine Pickering | St. Petersburg, Fl | Jan 17, 2024 | 29 y | 5 |
| Katherine Carmichael MorosaniCertified Financial Planner, Chartered Financial Consultant | Horsham, Pa | Feb 20, 2026 | 22 y | 3 |
| Ziad Juma Hassan-Mohammed | Horsham, Pa | Mar 26, 2026 | 12 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount2 left over 36 months
Left, latest
- Stephan Allan Colglazier to Belpointe Asset Management LLCSep 3, 2026 · RIA to RIA
- Joseph Dominic Perna to Pruco Securities, LLCJul 22, 2024 · RIA to affiliated broker-dealer or bank
- Matthew Prince to Edelman Financial EnginesJun 5, 2023 · RIA to RIA
- Joshua Thomas Crossman to Dakota Wealth, LLCAug 26, 2022 · RIA to RIA
- Justin Michael Kohler to The Fiduciary GroupNov 10, 2021 · RIA to RIA
- Matthew Paul Witter to Sfg Investment Advisors, Inc.Jan 29, 2018 · Other
Joined, latest
- Katherine Carmichael Morosani from Edward JonesFeb 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kelly Lorraine Pickering from CaptrustJan 17, 2024 · Other
- Joseph Dominic Perna from Citizens Private WealthNov 22, 2023 · RIA to RIA
- Joshua Thomas Crossman from Svb WealthMar 11, 2022 · RIA to RIA
- Stephan Allan Colglazier from Keller Partners, LLCFeb 4, 2022 · Other
- Matthew Prince from Buckingham Strategic Wealth, LLCOct 28, 2021 · RIA to RIA
- Justin Michael Kohler from Equitable Advisors, LLCSep 5, 2018 · Affiliated broker-dealer or bank to independent RIA
- Edward Vents Rimbenieks from Ameriprise Financial Services, LLCNov 7, 2017 · Affiliated broker-dealer or bank to a newly registered adviser
- Matthew Paul Witter from Avantax Advisory ServicesNov 6, 2017 · Other
- Michael Howard Sharp from Avantax Advisory ServicesNov 6, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Allan Stephan Colglazier · Chief Investment Officercontrolsince 10/2024 · owns less than 5%
- Lorraine Kelly Pickering · Director, Sharp Wealth Advisory And Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- Howard Michael Sharp · Founder, Managing Membercontrolsince 01/1993 · owns less than 5%
- Howard Michael Sharp · Managing Membercontrolsince 01/2020 · owns 75% or more of Sharp Financial Group, LLC
Entity owners
- Sharp Financial Group, LLC · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Sharp Accounting & Tax, LLCinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Horsham, Pa · principal | 5 | 2 | 1 | ||
| St Petersburg, Fl | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Basking Ridge, NJ1 employees
- Jupiter, FL1 employees
- New York, NY1 employees
- St Petersburg, FL1 employees
- Philadelphia, PA
- Tampa, FL
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high office count relative to headcountStatic outlier · filing Sep 8, 2026offices per registered advisor of 1.3 against a peer median of 0.5 (358 comparable advisers, 98.0th percentile, 3.4 robust deviations)peers: independent wealth managers, $500M to $1B (358) · 98% percentile
What changed
consecutive filings, newest first
- Advisory employees · 6 to 5Mar 18, 2026 to Sep 8, 2026
- Employees · 9 to 8Mar 18, 2026 to Sep 8, 2026
- Financial planning clients · 51-100 to 51-100Mar 18, 2026 to Sep 8, 2026
- State-registered IARs · 6 to 5Mar 18, 2026 to Sep 8, 2026
- Succession · false to unsetMar 18, 2026 to Sep 8, 2026
- Accounts · 430 to 512Feb 19, 2026 to Mar 18, 2026
- Advisory employees · 5 to 6Feb 19, 2026 to Mar 18, 2026
- BD registered reps · 5 to 7Feb 19, 2026 to Mar 18, 2026
- Corporate clients · 9 to 11Feb 19, 2026 to Mar 18, 2026
- HNW clients · 52 to 68Feb 19, 2026 to Mar 18, 2026
- Individual clients · 96 to 110Feb 19, 2026 to Mar 18, 2026
- Pension plan clients · unset to 5.0Feb 19, 2026 to Mar 18, 2026
- Assets in custody · $132M to $156MFeb 19, 2026 to Mar 18, 2026
- Employees · 8 to 9Feb 19, 2026 to Mar 18, 2026
- State-registered IARs · 5 to 6Feb 19, 2026 to Mar 18, 2026
- Discretionary RAUM · $205M to $295MFeb 19, 2026 to Mar 18, 2026
- HNW RAUM · $321M to $417MFeb 19, 2026 to Mar 18, 2026
- Individual RAUM · $30.9M to $38.9MFeb 19, 2026 to Mar 18, 2026
- Non-discretionary RAUM · $187M to $208MFeb 19, 2026 to Mar 18, 2026
- Pension RAUM · $5.6M to $8.5MFeb 19, 2026 to Mar 18, 2026
- RAUM · $392M to $502MFeb 19, 2026 to Mar 18, 2026
- Wrap assets (manager) · $32.2M to $35.3MFeb 19, 2026 to Mar 18, 2026
- Other offices · 6 to 7Mar 18, 2025 to Feb 19, 2026
- Accounts · 362 to 430Nov 12, 2024 to Mar 18, 2025
- Advisory employees · 6 to 5Nov 12, 2024 to Mar 18, 2025
- BD registered reps · 6 to 5Nov 12, 2024 to Mar 18, 2025
- Corporate clients · 5 to 9Nov 12, 2024 to Mar 18, 2025
- HNW clients · 50 to 52Nov 12, 2024 to Mar 18, 2025
- Individual clients · 81 to 96Nov 12, 2024 to Mar 18, 2025
- Assets in custody · $104M to $132MNov 12, 2024 to Mar 18, 2025
- Financial planning clients · 51-100 to 51-100Nov 12, 2024 to Mar 18, 2025
- State-registered IARs · 6 to 5Nov 12, 2024 to Mar 18, 2025
- Discretionary RAUM · $170M to $205MNov 12, 2024 to Mar 18, 2025
- HNW RAUM · $245M to $321MNov 12, 2024 to Mar 18, 2025
- Individual RAUM · $22.1M to $30.9MNov 12, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $135M to $187MNov 12, 2024 to Mar 18, 2025
- Pension RAUM · $4.9M to $5.6MNov 12, 2024 to Mar 18, 2025
- RAUM · $305M to $392MNov 12, 2024 to Mar 18, 2025
- Wrap assets (manager) · $30.9M to $32.2MNov 12, 2024 to Mar 18, 2025
- Business name · THE SHARP FINANCIAL GROUP to SHARP FINANCIALMar 28, 2024 to Jun 7, 2024
Signals
9 dated events
- Stephan Allan Colglazier left Sharp Financial for Belpointe Asset Management Llc (registered 2026-08-21)Sep 3, 2026 · Advisor changed firm · fact
- Sharp Financial reported RAUM $502.1M, up 28% from $391.9M (2026-02-19 to 2026-03-18)Mar 18, 2026 · RAUM change · derived
- Allan Stephan Colglazier (Chief Investment Officer) appeared on Schedule A of Sharp FinancialNov 12, 2024 · Control person joined · fact
- Lorraine Kelly Pickering (Director, Sharp Wealth Advisory And Chief Compliance Officer) appeared on Schedule A of Sharp FinancialNov 12, 2024 · Control person joined · fact
- Joseph Dominic Perna left Sharp Financial for Pruco Securities, Llc (registered 2024-09-04)Jul 22, 2024 · Advisor changed firm · fact
- Matthew Prince left Sharp Financial for Edelman Financial Engines (registered 2023-11-15)Jun 5, 2023 · Advisor changed firm · fact
- Sharp Financial reported RAUM $254.9M, up 73% from $147.5M (2022-12-08 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Joshua Thomas Crossman left Sharp Financial for Dakota Wealth, Llc (registered 2022-08-22)Aug 26, 2022 · Advisor changed firm · fact
- Sharp Financial Services, Llc filed its initial SEC registration (Form ADV)Aug 30, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@sharpllc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- acollins@sharpllc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- cjacobsen@sharpllc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- cwolford@sharpllc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- khenry@sharpllc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- pnewman@sharpllc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- vrogusky@sharpllc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- spetri@sharpllc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 215-659-2130reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/sharp-financialreportedpublic record, Form ADV, Sep 17, 2026
- Website
- sharpllc.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (215) 659-2130reportedpublic record, Form ADV, Sep 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $83.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026