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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Rodelyn Andres Kupfersmid

Advisor at UBS FINANCIAL SERVICES INC.

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:f80f5583-5af4-8ee8-5661-5e66c956ebb5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Apr 12, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 4, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 4, 1996
First registration: Apr 12, 2006
Dual registered: yes, broker-dealer
Other names: RODELYN ANDRES PELAYO|RODELYN MORENO ANDRES|Rodelyn Andres Coppock|RODELYN M ANDRES|RODELYN M PELAYO|Rodelyn Coppock
IAPD individual key: 2512055

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 10, 2025	n/a	yes	NEWPORT BEACH, CA	Current employment
Seia	Bd affiliated wealth	Jul 7, 2025	Sep 8, 2025	no	LOS ANGELES, CA\|Redondo Beach, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 16, 2020	Jul 14, 2025	no	SACRAMENTO, CA\|SAN DIEGO, CA\|San Diego, CA\|Rancho Cordova, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 26, 2018	Dec 5, 2019	no	Anchorage, AK\|Bellevue, WA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Sep 20, 2018	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 16, 2011	Jul 13, 2018	no	DUBLIN, CA\|SEATTLE, WA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 8, 2009	Nov 18, 2010	no	SAN RAMON, CA\|PLEASANTON, CA\|DUBLIN, CA\|DUBLIN, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 12, 2006	Sep 12, 2006	no	WALNUT CREEK, CA\|WALNUT CREEK , CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Seia	UBS FINANCIAL SERVICES INC.	Sep 8, 2025	Dec 10, 2025	93	Firm change	Ibd to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Seia	Jul 14, 2025	Jul 7, 2025	-7	Firm change	Wirehouse to ibd
CHARLES SCHWAB & CO., INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 5, 2019	Mar 16, 2020	102	Firm change	Ibd to wirehouse
FIDELITY PERSONAL AND WORKPLACE ADVISORS	CHARLES SCHWAB & CO., INC.	Sep 20, 2018	Oct 26, 2018	36	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
CHASE INVESTMENT SERVICES CORP.	STRATEGIC ADVISERS LLC	Nov 18, 2010	Jun 16, 2011	210	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CHASE INVESTMENT SERVICES CORP.	Sep 12, 2006	Oct 8, 2009	1,122	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288590:5393:MA:2018-09-14	Sep 20, 2018	Oct 26, 2018	BOSTON, MA	Firm change

Relationships

Registered with (8)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
Dec 10, 2025 to presentfactForm ADV
→ SEIARegistered adviserregistration: previous registration
Jul 7, 2025 to Sep 8, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 16, 2020 to Jul 14, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 26, 2018 to Dec 5, 2019factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Sep 20, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 16, 2011 to Jul 13, 2018factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 8, 2009 to Nov 18, 2010factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 12, 2006 to Sep 12, 2006factForm ADV

Dated events

Occurred
Sep 8, 2025
Advisor changed firm
Rodelyn Andres Kupfersmid left Seia for Ubs Financial Services Inc. (registered 2025-12-10)
Form ADVobserved 6 days ago
Occurred
Jul 14, 2025
Advisor changed firm
Rodelyn Andres Kupfersmid left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Seia (registered 2025-07-07)
Form ADVobserved 6 days ago