DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Rodelyn Andres Kupfersmid

UBS Financial Services Inc.wirehouseNewport Beach, Cadual registrantIAPD 2512055

Feed of 09/14/2026

Also filed as Rodelyn Andres Pelayo

At current firm

0 y

since Dec 10, 2025

In the industry

29 y

since Dec 4, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

UBS Financial Services Inc. wirehouse current
since Dec 10, 2025 · Newport Beach, Ca
Seia BD affiliated
Jul 7, 2025 to Sep 8, 2025 · Los Angeles, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Mar 16, 2020 to Jul 14, 2025 · Sacramento, Ca
Charles Schwab & Co., Inc. national BD
Oct 26, 2018 to Dec 5, 2019 · Anchorage, Ak
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Sep 20, 2018 · Boston, Ma
Strategic Advisers LLC national BD
Jun 16, 2011 to Jul 13, 2018 · Dublin, Ca
Chase Investment Services Corp. former
Oct 8, 2009 to Nov 18, 2010 · San Ramon, Ca
Ameriprise Financial Services, LLC national BD
Apr 12, 2006 to Sep 12, 2006 · Walnut Creek, Ca

Moves

a registration end followed by a registration begin elsewhere

Seia to UBS Financial Services Inc.
left Sep 8, 2025, registered Dec 10, 2025 (93 days) · Affiliated broker-dealer or bank to wirehouse
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Seia
left Jul 14, 2025, registered Jul 7, 2025 (-7 days) · Wirehouse to affiliated broker-dealer or bank
Charles Schwab & Co., Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Dec 5, 2019, registered Mar 16, 2020 (102 days) · Affiliated broker-dealer or bank to wirehouse
Fidelity Personal And Workplace Advisors to Charles Schwab & Co., Inc.
left Sep 20, 2018, registered Oct 26, 2018 (36 days) · Affiliated broker-dealer or bank to another · moved with a team
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Chase Investment Services Corp. to Strategic Advisers LLC
left Nov 18, 2010, registered Jun 16, 2011 (210 days) · Other
Ameriprise Financial Services, LLC to Chase Investment Services Corp.
left Sep 12, 2006, registered Oct 8, 2009 (1122 days) · Other

Signals

Rodelyn Andres Kupfersmid left Seia for Ubs Financial Services Inc. (registered 2025-12-10)
Sep 8, 2025 · Advisor changed firm · fact
Rodelyn Andres Kupfersmid left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Seia (registered 2025-07-07)
Jul 14, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address