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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Kylee Arin O'Neil

Advisor at ADVISORS ASSET MANAGEMENT, INC.

Boca Raton, FL | Delta, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f813cd58-3bae-0091-5eee-9525f0f2858d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVISORS ASSET MANAGEMENT, INC.
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jan 25, 2019
First registration: Jan 28, 2019
Dual registered: yes, broker-dealer
Other names: Kylee A Parsons|Kylee ONeil|Kylee Arin ONeil
IAPD individual key: 7020931

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	Apr 8, 2024	n/a	yes	Delta, OH\|Boca Raton, FL	Current employment
KESTRA PRIVATE WEALTH SERVICES, LLC	Bd affiliated wealth	Jun 30, 2020	Mar 27, 2024	no	AUSTIN, TX\|Toledo, OH\|SANDUSKY, OH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 11, 2019	Jul 9, 2020	no	SYLVANIA, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 28, 2019	Jul 13, 2019	no	TOLEDO, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA PRIVATE WEALTH SERVICES, LLC	ADVISORS ASSET MANAGEMENT, INC.	Mar 27, 2024	Apr 8, 2024	12	Firm change	Other
UBS FINANCIAL SERVICES INC.	KESTRA PRIVATE WEALTH SERVICES, LLC	Jul 9, 2020	Jun 30, 2020	-9	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Jul 13, 2019	Jul 11, 2019	-2	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:155193:OH:2020-07-09	Jul 9, 2020	Jun 30, 2020	SYLVANIA, OH	Firm change

Relationships

Registered with (4)

→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: current employment
Apr 8, 2024 to presentfactForm ADV
→ KESTRA PRIVATE WEALTH SERVICES, LLCRegistered adviserregistration: previous registration
Jun 30, 2020 to Mar 27, 2024factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 11, 2019 to Jul 9, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 28, 2019 to Jul 13, 2019factForm ADV

Dated events

Occurred
Mar 27, 2024
Advisor changed firm
Kylee Arin O'Neil left Kestra Private Wealth Services, Llc for Advisors Asset Management, Inc. (registered 2024-04-08)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f813cd58-3bae-0091-5eee-9525f0f2858d
First observed: Jan 28, 2019
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Kylee Arin O'Neil

Advisor at ADVISORS ASSET MANAGEMENT, INC.

Boca Raton, FL | Delta, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f813cd58-3bae-0091-5eee-9525f0f2858d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ADVISORS ASSET MANAGEMENT, INC.

Mixed wealth

Apr 8, 2024

n/a

yes

Delta, OH|Boca Raton, FL

Current employment

KESTRA PRIVATE WEALTH SERVICES, LLC

Bd affiliated wealth

Jun 30, 2020

Mar 27, 2024

AUSTIN, TX|Toledo, OH|SANDUSKY, OH

Previous registration

UBS FINANCIAL SERVICES INC.

Wirehouse

Jul 11, 2019

Jul 9, 2020

SYLVANIA, OH

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Jan 28, 2019

Jul 13, 2019

TOLEDO, OH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

KESTRA PRIVATE WEALTH SERVICES, LLC

ADVISORS ASSET MANAGEMENT, INC.

Mar 27, 2024

Apr 8, 2024

Firm change

Other

UBS FINANCIAL SERVICES INC.

KESTRA PRIVATE WEALTH SERVICES, LLC

Jul 9, 2020

Jun 30, 2020

-9

Firm change

Wirehouse to ibd

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

Jul 13, 2019

Jul 11, 2019

-2

Firm change

Wirehouse to wirehouse

Team

Left

Joined

From

Kind

8174:155193:OH:2020-07-09

Jul 9, 2020

Jun 30, 2020

SYLVANIA, OH

Firm change