DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kylee Arin O'Neil

Advisors Asset Management, Inc.mixed wealthBoca Raton, Fl dual registrantIAPD 7020931

Feed of 09/15/2026

Also filed as Kylee A Parsons

At current firm

2 y

since Apr 8, 2024

In the industry

10 y

since Jan 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Advisors Asset Management, Inc. mixed wealth current
since Apr 8, 2024 · Delta, Oh
Kestra Private Wealth Services, LLC BD affiliated
Jun 30, 2020 to Mar 27, 2024 · Austin, Tx
UBS Financial Services Inc. wirehouse
Jul 11, 2019 to Jul 9, 2020 · Sylvania, Oh
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 28, 2019 to Jul 13, 2019 · Toledo, Oh

Moves

a registration end followed by a registration begin elsewhere

Kestra Private Wealth Services, LLC to Advisors Asset Management, Inc.
left Mar 27, 2024, registered Apr 8, 2024 (12 days) · Other
UBS Financial Services Inc. to Kestra Private Wealth Services, LLC
left Jul 9, 2020, registered Jun 30, 2020 (-9 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Merrill Lynch, Pierce, Fenner & Smith Incorporated to UBS Financial Services Inc.
left Jul 13, 2019, registered Jul 11, 2019 (-2 days) · Wirehouse to wirehouse

Signals

Kylee Arin O'Neil left Kestra Private Wealth Services, Llc for Advisors Asset Management, Inc. (registered 2024-04-08)
Mar 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address