DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wealthharbor Capital Group, LLC
Latest filing Mar 25, 2026
First filing on the tape Mar 29, 2012 · 18 filings
SEC status approved since Jan 16, 2004
RAUM
$335M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
41%
$138M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$41.8M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$335M as of Mar 25, 2026
Mar 29, 2012$113M then
HNW client RAUM$120M as of Mar 25, 2026
Mar 29, 2018$65.7M then
State-registered IARs (5.B.3)6 as of Mar 25, 2026
Mar 28, 20130 then
Employees (5.A)9 as of Mar 25, 2026
Mar 28, 20133 then
Private funds: no history
RAUM +11% over the last fiscal year+9.9% a year over threeIARs 4 to 6
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $41.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 24derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $894,819derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 57%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$187M56%
- High-net-worth individuals$120M36%
- Individuals$17.6M5.3%
- Corporations and businesses$5.7M1.7%
- Charitable organizations$4.5M1.3%
- Individual clients
- 129reported
- HNW clients
- 59reported
- Pension plan clients
- 58reported
- Charitable clients
- n/areported
- Accounts
- 374reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.41 fund_share=0.0 institutional_share=0.57 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brandon Scott Grandbouche | Metairie, La | Jan 21, 2005 | 22 y | 0 |
| Pierre Lemoine Adams | Metairie, La | Oct 26, 2010 | 29 y | 0 |
| Nicholas Aloysius Danna | Metairie, La | Aug 18, 2011 | 17 y | 1 |
| Mark Hilton Hooker | Ocean Springs, Ms | Oct 24, 2017 | 32 y | 4 |
| William C Beard | Ocean Springs, Ms | Oct 27, 2017 | 23 y | 3 |
| Brian Edward Currie | Metairie, La | Mar 16, 2021 | 20 y | 2 |
| Bryan S HayesCertified Financial Planner | Metairie, La | Mar 2, 2026 | 11 y | 2 |
| Michael Thomas Fischer | Metairie, La | Mar 4, 2026 | 21 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Katrina Jael Kourkoutis to Pebble Management GroupOct 15, 2010 · Other
- Richard James Clement to Pebble Management GroupJul 30, 2009 · Other
- Geoffrey Harden Sebold to Independent Financial Group, LLCOct 9, 2007 · Other
Joined, latest
- Michael Thomas Fischer from Cetera Investment Advisers LLCMar 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- Bryan S Hayes from Cetera Investment Advisers LLCMar 2, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brian Edward Currie from Hub Investment Partners, LLCMar 16, 2021 · Other
- William C Beard from Financial Management Solutions, LLCOct 27, 2017 · Other
- Mark Hilton Hooker from Financial Management Solutions, LLCOct 24, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Cetera Investment Advisers LLCMar 3, 2026 · New Orleans, La
- 2 joined from Financial Management Solutions, LLCOct 9, 2017 · Ocean Springs, Ms
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Scott Brandon Grandbouche · Managing Partner, Ccocontrolsince 03/2019 · owns 75% or more
- Lemoine Pierre Adams · Partnersince 03/2019 · owns less than 5%
- Aloysius Nicholas Danna · Partnersince 03/2019 · owns less than 5%
Related persons
Schedule D 7.A
- Adg Wealth Management Group, LLCinvestment advisernRAUM $336M
Advisers that list Wealthharbor Capital Group, LLC as a related person
- 132341 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Metairie, La · principal | 6 | 2 | 0 | ||
| Ocean Springs, Ms | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 25, 2026institutional share of RAUM of 57% against a peer median of 0% (5676 comparable advisers, 99.0th percentile, 19.2 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 364 to 374Mar 27, 2025 to Mar 25, 2026
- Advisory employees · 4 to 6Mar 27, 2025 to Mar 25, 2026
- Corporate clients · 7 to 6Mar 27, 2025 to Mar 25, 2026
- Individual clients · 146 to 129Mar 27, 2025 to Mar 25, 2026
- Pension plan clients · 56 to 58Mar 27, 2025 to Mar 25, 2026
- Employees · 6 to 9Mar 27, 2025 to Mar 25, 2026
- State-registered IARs · 4 to 6Mar 27, 2025 to Mar 25, 2026
- Discretionary RAUM · $268M to $299MMar 27, 2025 to Mar 25, 2026
- HNW RAUM · $102M to $120MMar 27, 2025 to Mar 25, 2026
- Individual RAUM · $22.1M to $17.6MMar 27, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $32.6M to $35.4MMar 27, 2025 to Mar 25, 2026
- Pension RAUM · $170M to $187MMar 27, 2025 to Mar 25, 2026
- RAUM · $300M to $335MMar 27, 2025 to Mar 25, 2026
- Accounts · 360 to 364Mar 26, 2024 to Mar 27, 2025
- Corporate clients · 5 to 7Mar 26, 2024 to Mar 27, 2025
- HNW clients · 67 to 59Mar 26, 2024 to Mar 27, 2025
- Individual clients · 125 to 146Mar 26, 2024 to Mar 27, 2025
- Pension plan clients · 57 to 56Mar 26, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 27, 2025
- Discretionary RAUM · $265M to $268MMar 26, 2024 to Mar 27, 2025
- HNW RAUM · $89.7M to $102MMar 26, 2024 to Mar 27, 2025
- Individual RAUM · $17.7M to $22.1MMar 26, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $28.0M to $32.6MMar 26, 2024 to Mar 27, 2025
- Pension RAUM · $176M to $170MMar 26, 2024 to Mar 27, 2025
- RAUM · $293M to $300MMar 26, 2024 to Mar 27, 2025
- Accounts · 298 to 360Mar 29, 2023 to Mar 26, 2024
- Corporate clients · unset to 5.0Mar 29, 2023 to Mar 26, 2024
- HNW clients · 56 to 67Mar 29, 2023 to Mar 26, 2024
- Individual clients · 95 to 125Mar 29, 2023 to Mar 26, 2024
- Pension plan clients · 59 to 57Mar 29, 2023 to Mar 26, 2024
- Discretionary RAUM · $227M to $265MMar 29, 2023 to Mar 26, 2024
- HNW RAUM · $85.1M to $89.7MMar 29, 2023 to Mar 26, 2024
- Individual RAUM · $14.7M to $17.7MMar 29, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $25.7M to $28.0MMar 29, 2023 to Mar 26, 2024
- Pension RAUM · $148M to $176MMar 29, 2023 to Mar 26, 2024
- RAUM · $252M to $293MMar 29, 2023 to Mar 26, 2024
- Accounts · 211 to 298Mar 25, 2022 to Mar 29, 2023
- HNW clients · 32 to 56Mar 25, 2022 to Mar 29, 2023
- Individual clients · 111 to 95Mar 25, 2022 to Mar 29, 2023
- Pension plan clients · 63 to 59Mar 25, 2022 to Mar 29, 2023
Signals
3 dated events
- 2 advisors left Cetera Investment Advisers LLC (New Orleans, LA) for Wealthharbor Capital Group, LLC on the same dayMar 3, 2026 · Team lift-out · derived
- Irvin Scott Grandbouche (Partner) no longer on Schedule A of Wealthharbor Capital Group, Llc (listed 2019-03-27, absent 2020-04-16)Apr 16, 2020 · Control person left · inference
- Scott Brandon Grandbouche (Managing Partner, Cco) appeared on Schedule A of Wealthharbor Capital Group, LlcMar 27, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 504-267-9881reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 504-482-1962reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- WEALTHHARBOR.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 504-482-1962reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $41.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026