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RIA / WealthAdvisor16 years in industry

RANDAL RAY KORTH

Advisor at ALLEN CAPITAL GROUP, LLC

GRAND ISLAND, NE | Omaha, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f870e570-0867-e880-f6ff-ec48d3b496c5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLEN CAPITAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 2, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 2, 2009
First registration: Mar 26, 2010
Dual registered: no
IAPD individual key: 5745124

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLEN CAPITAL GROUP, LLC	Independent wealth	Jan 11, 2018	n/a	yes	Omaha, NE\|GRAND ISLAND, NE	Current employment
Mariner	Bd affiliated wealth	Oct 27, 2017	Jan 11, 2018	no	Omaha, NE	Previous registration
MARINER INSTITUTIONAL CONSULTING, LLC	Former SEC adviser	Sep 1, 2015	Dec 23, 2015	no	OMAHA, NE	Previous registration
MARINER WEALTH ADVISORS	Former SEC adviser	Mar 26, 2010	Jan 11, 2018	no	OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARINER WEALTH ADVISORS	MARINER INSTITUTIONAL CONSULTING, LLC	Jan 11, 2018	Sep 1, 2015	-863	Channel change	Other
Mariner	ALLEN CAPITAL GROUP, LLC	Jan 11, 2018	Jan 11, 2018	0	Firm change	Other
MARINER INSTITUTIONAL CONSULTING, LLC	Mariner	Dec 23, 2015	Oct 27, 2017	674	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140195:135879:NE:2018-01-11	Jan 11, 2018	Jan 11, 2018	OMAHA, NE	Firm change
173582:140195:NE:2015-12-23	Dec 23, 2015	Oct 27, 2017	OMAHA, NE	Firm change after gap

Relationships

Registered with (4)

→ ALLEN CAPITAL GROUP, LLCRegistered adviserregistration: current employment
Jan 11, 2018 to presentfactForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserregistration: previous registration
Mar 26, 2010 to Jan 11, 2018factForm ADV
→ MARINERRegistered adviserregistration: previous registration
Oct 27, 2017 to Jan 11, 2018factForm ADV
→ MARINER INSTITUTIONAL CONSULTING, LLCRegistered adviserregistration: previous registration
Sep 1, 2015 to Dec 23, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f870e570-0867-e880-f6ff-ec48d3b496c5
First observed: Mar 26, 2010
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RANDAL RAY KORTH

Advisor at ALLEN CAPITAL GROUP, LLC

GRAND ISLAND, NE | Omaha, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f870e570-0867-e880-f6ff-ec48d3b496c5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ALLEN CAPITAL GROUP, LLC

Independent wealth

Jan 11, 2018

n/a

yes

Omaha, NE|GRAND ISLAND, NE

Current employment

Mariner

Bd affiliated wealth

Oct 27, 2017

Jan 11, 2018

Omaha, NE

Previous registration

MARINER INSTITUTIONAL CONSULTING, LLC

Former SEC adviser

Sep 1, 2015

Dec 23, 2015

OMAHA, NE

Previous registration

MARINER WEALTH ADVISORS

Former SEC adviser

Mar 26, 2010

Jan 11, 2018

OVERLAND PARK, KS

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MARINER WEALTH ADVISORS

MARINER INSTITUTIONAL CONSULTING, LLC

Jan 11, 2018

Sep 1, 2015

-863

Channel change

Other

Mariner

ALLEN CAPITAL GROUP, LLC

Jan 11, 2018

Firm change

Other

MARINER INSTITUTIONAL CONSULTING, LLC

Mariner

Dec 23, 2015

Oct 27, 2017

674

Firm change after gap

Other

Team

Left

Joined

From

Kind

140195:135879:NE:2018-01-11

Jan 11, 2018

OMAHA, NE

Firm change

173582:140195:NE:2015-12-23

Dec 23, 2015

Oct 27, 2017

OMAHA, NE

Firm change after gap