RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• R•• K••••
- A•••• C•••••• G••••• L•• independent RIA currentsince Jan 11, 2018 · Omaha, Ne
- M•••••• BD affiliatedOct 27, 2017 to Jan 11, 2018 · Omaha, Ne
- M•••••• I••••••••• C••••••••• L•• formerSep 1, 2015 to Dec 23, 2015 · Omaha, Ne
- M•••••• W••••• A••••••• formerMar 26, 2010 to Jan 11, 2018 · Overland Park, Ks
- M•••••• W••••• A••••••• to M•••••• I••••••••• C••••••••• L••left Jan 11, 2018, registered Sep 1, 2015 (-863 days) · channel change inside one enterprise, not a move
- M•••••• to A•••• C•••••• G••••• L••left Jan 11, 2018, registered Jan 11, 2018 (0 days) · Other · moved with a team
- M•••••• I••••••••• C••••••••• L•• to M••••••left Dec 23, 2015, registered Oct 27, 2017 (674 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address