DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kenneth D. Smith
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Kent Smith
At current firm
8 y
since Jul 31, 2018
In the industry
21 y
since Oct 26, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- State Farm Investment Management Corp. asset manager currentsince Jul 31, 2018 · Cincinnati, Oh
- Valic Financial Advisors, Inc. BD affiliatedAug 15, 2012 to Dec 1, 2016 · Columbus, Oh
- Huntington Financial Advisors BD affiliatedJan 10, 2011 to Jun 16, 2011 · West Chester, Oh
- Pnc Wealth Management BD affiliatedApr 16, 2010 to Jan 3, 2011 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- Valic Financial Advisors, Inc. to State Farm Investment Management Corp.left Dec 1, 2016, registered Jul 31, 2018 (607 days) · Other
- Huntington Financial Advisors to Valic Financial Advisors, Inc.left Jun 16, 2011, registered Aug 15, 2012 (426 days) · Other
- Pnc Wealth Management to Huntington Financial Advisorsleft Jan 3, 2011, registered Jan 10, 2011 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address