DFX Intelligence

E••• A••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

E••• A••• K•••••

Advisor at O•••• W•••••• I•••

BOYNTON BEACH, FL

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Search this name across graphsid dfx:ria:f899633f-f267-cf05-789c-6934e442e9ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 14, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 15, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Feb 29, 2024	n/a	yes	BOYNTON BEACH, FL	Current employment
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Jan 2, 2020	Mar 4, 2024	no	WEST CHESTER, PA\|BOCA RATON, FL\|BOYNTON BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• A••••••• P••••••• L••	O•••• W•••••• I•••	Mar 4, 2024	Feb 29, 2024	-4	Firm change	RIA to ibd
G••••• F•••••••• G••••	W••••••••• A••••••• P••••••• L••	Jan 13, 2020	Jan 2, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
157037:171976:FL:2020-01-13	Jan 13, 2020	Jan 2, 2020	BOCA RATON, FL	Firm change

Relationships

Registered with (6)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Feb 29, 2024 to presentfactForm ADV
→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: previous registration
Jan 2, 2020 to Mar 4, 2024factForm ADV
→ G••••• F•••••••• G••••Registered adviserregistration: previous registration
Dec 17, 2014 to Jan 13, 2020factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Mar 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f899633f-f267-cf05-789c-6934e442e9ac
First observed: Oct 14, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.