RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• N••••• E••••
- A•••••••• A•••••••• I••• state registered currentsince Aug 28, 2014 · Hamel, Il
- P••• A••••• S••••••••• L•• BD affiliatedMay 16, 2013 to Jul 22, 2014 · Edwardsville, Il
- A•••••••• A•••••••• I••• state registeredAug 18, 2005 to Dec 31, 2013 · Hamel, Il
- L•••• C•••••• M••••••••• I••• formerApr 1, 2005 to Aug 17, 2005 · New L••••, Il
- V•••• F•••••••• A•••••••• I••• BD affiliatedFeb 7, 2005 to Apr 25, 2005 · St. Louis, Mo
- P••• A••••• S••••••••• L•• to A•••••••• A•••••••• I•••left Jul 22, 2014, registered Aug 28, 2014 (37 days) · Other
- A•••••••• A•••••••• I••• to P••• A••••• S••••••••• L••left Dec 31, 2013, registered May 16, 2013 (-229 days) · Other
- L•••• C•••••• M••••••••• I••• to A•••••••• A•••••••• I•••left Aug 17, 2005, registered Aug 18, 2005 (1 days) · Other
- V•••• F•••••••• A•••••••• I••• to L•••• C•••••• M••••••••• I•••left Apr 25, 2005, registered Apr 1, 2005 (-24 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address